Details

Securities Industry Essentials Exam 2023-2024 For Dummies with Online Practice

3. Aufl.

von: Steven M. Rice
20,99 €
Verlag:	Wiley
Format:	EPUB
Veröffentl.:	03.05.2022
ISBN/EAN:	9781119886877
Sprache:	englisch
Anzahl Seiten:	384

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Beschreibungen

Titelbeschreibung

Knock out the SIE on your first try Securities Industry Essentials Exam 2023-2024 For Dummies is this year’s definitive study guide for prospective securities industry professionals—that means you! FINRA administers this notoriously difficult exam as a prerequisite to the Series 7 and other series level exams, so you’ll need to know your stuff in order to get where you're going. Securities professionals are in high demand, and this study guide can help you become one of them. You'll have access to two complete practice tests, plus two more online! With this trusted Dummies guide, you have everything you need to get a high score on the SIE. Hundreds of practice questions help you internalize the must-know info, and we explain the content in a way you can easily grasp. You’ll go into your securities exam feeling, well, secure! <ul> <li>Review all the content tested on the Security Industry Professionals exam</li> <li>Get prepared with two in-book practice tests and two more online tests</li> <li>Launch your dream career in the growing field of securities, commodities, and financial services</li> <li>Take an in-depth look at how the SIE exam is structured and how you can improve your score</li> </ul> Let employers see how well you know your stuff—this friendly study guide is your ticket to passing the SIE.

Inhaltsverzeichnis

Introduction 1 Part 1: Getting Started with the SIE Exam 5 Chapter 1: Introducing the SIE (Securities Industry Essentials) Exam 7 Chapter 2: Preparing for the SIE Exam 19 Chapter 3: Examining and Mastering Question Types 31 Chapter 4: Surviving Test Day 41 Part 2: Mastering Basic Security Investments 47 Chapter 5: Securities Underwriting: The Process and the Team Players 49 Chapter 6: Equity Securities: Corporate Ownership 63 Chapter 7: Debt Securities: Corporate and U.S Government Loans 81 Chapter 8: Municipal Bonds: Local Government Securities 99 Part 3: Delving Deeper: Security Investments with a Twist 121 Chapter 9: Delivering Diversification with Packaged Securities 123 Chapter 10: Working with Direct Participation Programs and REITs 143 Chapter 11: Options: Understanding the Basics of Puts and Calls 155 Part 4: Playing Nicely: Serving Your Customers and Following the Rules 179 Chapter 12: Customer Accounts: Doing the Right Thing 181 Chapter 13: Securities Analysis: Doing a Little Market Research 197 Chapter 14: Securities Markets: Taking Orders and Executing Trades 217 Chapter 15: Making Sure the IRS Gets Its Share 231 Chapter 16: Rules and Regulations: No Fooling Around 243 Part 5: Putting Your Knowledge to Good Use: Practice Exams 279 Chapter 17: Bring It On: Practice Exam 1 281 Chapter 18: Answers and Explanations to Practice Exam 1 295 Chapter 19: Nothing But Net: Practice Exam 2 305 Chapter 20: Answers and Explanations to Practice Exam 2 321 Part 6: The Part of Tens 333 Chapter 21: Ten SIE Exam Traps to Avoid 335 Chapter 22: Ten Ways to Start Your Career Off Right 339 Index 343

Autorenportrait

Steven M. Rice is a partner in Empire Stockbroker Training Institute, one of the country’s leading schools for securities industry training. He is also an instructor at Empire, and his upbeat training style, entertaining sense of humor, and extensive knowledge are highly regarded by his students. Rice also is the author of Series 7 For Dummies.

Back cover copy

Score your best on the SIE exam The Securities Industry Essentials (SIE) exam is a notoriously difficult exam. But with the help of this friendly and thorough study guide, you can drastically improve your chances of passing the first time around! Securities Industry Essentials Exam 2023-2024 For Dummies explains everything you need to know, in terms you can understand. Test your knowledge with in-book and online practice tests, plus hundreds of valuable practice questions and test-taking tips, and even get some expert job-hunting advice to set you off on the right foot in the exciting world of finance. Inside… <ul><li>Get acquainted with the SIE exam</li> <li>Tips for surviving test day</li> <li>Key topics covered on the 2023-2024 SIE exam</li> <li>End-of-chapter quizzes</li> <li>Full-length practice exams</li> <li>Common mistakes to avoid</li> <li>Expert advice for improving your first try pass rate</li></ul>