Copyright © 2015 by Scrivener Publishing LLC. All rights reserved.
Co-published by John Wiley & Sons, Inc. Hoboken, New Jersey, and Scrivener Publishing LLC, Salem, Massachusetts.
Published simultaneously in Canada.
No part of this publication may be reproduced, stored in a retrieval system, or transmitted in any form or by any means, electronic, mechanical, photocopying, recording, scanning, or otherwise, except as permitted under Section 107 or 108 of the 1976 United States Copyright Act, without either the prior written permission of the Publisher, or authorization through payment of the appropriate per-copy fee to the Copyright Clearance Center, Inc., 222 Rosewood Drive, Danvers, MA 01923, (978) 750-8400, fax (978) 750-4470, or on the web at www.copyright.com. Requests to the Publisher for permission should be addressed to the Permissions Department, John Wiley & Sons, Inc., 111 River Street, Hoboken, NJ 07030, (201) 748-6011, fax (201) 748-6008, or online at http://www.wiley.com/go/permission.
Limit of Liability/Disclaimer of Warranty: While the publisher and author have used their best efforts in preparing this book, they make no representations or warranties with respect to the accuracy or completeness of the contents of this book and specifically disclaim any implied warranties of merchantability or fitness for a particular purpose. No warranty may be created or extended by sales representatives or written sales materials. The advice and strategies contained herein may not be suitable for your situation. You should consult with a professional where appropriate. Neither the publisher nor author shall be liable for any loss of profit or any other commercial damages, including but not limited to special, incidental, consequential, or other damages.
For general information on our other products and services or for technical support, please contact our Customer Care Department within the United States at (800) 762-2974, outside the United States at (317) 572-3993 or fax (317) 572-4002.
Wiley also publishes its books in a variety of electronic formats. Some content that appears in print may not be available in electronic formats. For more information about Wiley products, visit our web site at www.wiley.com.
For more information about Scrivener products please visit www.scrivenerpublishing.com.
Library of Congress Cataloging-in-Publication Data:
ISBN 978-1-118-94604-6
To
Nicole, who signed up for a lifetime of addressing open-ended problems with me
(J.P.A.)
To
My two long-standing Manhattan College colleagues
Dr. John Jeris
Dr. Wally Matystik
(L.T.)
Chemical engineering is one of the fundamental disciplines of engineering, and contains many practical concepts that have been utilized in the past in countless real-world industrial applications. However, the profession is changing. Therefore, the authors considered writing a text that highlighted open-ended material since chemical engineers in the future will have to be innovative and creative in order to succeed in their careers. One approach to developing the chemical engineer’s ability to solve unique problems is by employing open-ended problems. Although the term “open-ended problem” has come to mean different things to different people, it describes an approach to the solution of a problem and/or situation where there is usually not a unique solution. The authors of this text have applied this approach by including numerous open-ended problems in several of their courses. Although the literature is inundated with texts emphasizing theory and theoretical derivations, the goal of this book is to present the subject of open-ended problems from a pragmatic point-of-view in order to better prepare chemical engineers for the future.
This book is the result of much effort from the authors, and has gone through classroom testing. It was difficult to decide what material to include and what to omit, and every attempt was made to offer sufficient chemical engineering course material at a level that could enable chemical engineers to better cope with original and unique problems that will be encountered later in practice. It should be noted that the authors cannot claim sole authorship to all of the essay material in this text. Although much of the material has been derived from sources that both of the authors have been directly involved, every effort has been made to acknowledge material drawn from other sources.
The book opens with an Introduction (Part I) to the general subject of open-ended problems. This is followed by 22 chapters (Part II), each of which addresses a traditional chemical engineering (or chemical engineering related) topic. Each of these chapters contain a brief overview of the subject matter of concern, e.g., thermodynamics, which is followed by three open-ended problems that have been solved by the authors, employing one of the many potential possible approaches to the solution. This is then followed by approximately 30-40 open-ended problems with no solutions. A reference section complements the chapter’s contents. Part III is concerned with term projects. Twelve chapter topics, including a total of 42 projects, are provided.
It is hoped that the book will describe the principles and applications of open-ended chemical engineering problems in a thorough and clear manner for academic, industrial, and government personnel. Upon completion of the text, the reader should have acquired not only a working knowledge of the principles of chemical engineering, but also (and more importantly) experience in solving open-ended problems. The authors strongly believe that, while understanding the traditional basic concepts is of paramount importance, this knowledge may be rendered virtually useless to future engineers if he/she cannot apply these concepts to unique real-world situations.
Last, but not least, the authors believe that this modest work will help the majority of individuals working and/or studying in the field of engineering to obtain a more complete understanding of chemical engineering. If you have come this far and read through the Preface, you have more than just a passing interest in this subject. The authors strongly suggest that you take advantage of the material available in this book and believe that it will be a worthwhile experience.
January 2015
J. Patrick Abulencia
Bronx, NY
Louis Theodore
East Williston, NY
The authors were assisted during the preparation of this book by several individuals that we wish to acknowledge. Rita D’Aquino served as our executive editor, and spent many days proofing the manuscript and preparing the index. Colleen Kavanagh and Xi Chu are two Manhattan College students who assisted with preparing the manuscript and figures. The authors are sincerely grateful for all of your contributions.
This part is a stand-alone portion of the book, which serves the sole purpose of introducing the reader to open-ended problems and the open-ended problem approach.
The reader is constantly reminded of the need for change in the chemical engineering curriculum and, there is a need to change. The key word in the new chemical engineering curriculum will be innovation. It must be innovation if the profession is to survive. Presenting problems with “discrete” solutions thwarts the preparation of students by constraining their vitality, energy, and intellectual capabilities, and will minimize their impact on the future marketplace. Thus, failure to develop the innovative skills of future chemical engineers will adversely affect their careers. Bottom line: creativity, imagination, and (once again) innovation will be a requisite for success in the future.
Finally, the reader should note that a good part of the material presented in this Part was adapted from the earlier work by Theodore titled Chemical Engineering: The Essential Reference, Chapter 30 Open-Ended Problems, McGraw-Hill, New York City, NY, 2014. [1]
The phrase for success at the turn of the 20th century was: work hard and you will succeed. What was heard during the careers of both authors as educators and practitioners was the phrase: work intelligently and you will succeed. However, the key phrase for the 21st century is: be innovative and you will succeed. This will be the theme for the engineers and scientists of tomorrow; and, more than any other profession, it will become the key to success for future chemical engineers. For success to follow, the education of chemical engineers, in terms of the curriculum, will have to change if they are to succeed.
As noted earlier, the key word in the new chemical engineering curriculum will be innovation. It must be innovation if the profession is to survive. It will require more than possessing traditional problem-solving skills in order for the chemical engineering workforce to be appropriately educated. The authors have always advocated that one of the most important jobs of an educator is to anticipate the future.
Career paths in chemical engineering are now undergoing a change—a drastic change in the authors’ opinion. The days of the need for massive numbers of chemical engineers required to size pumps, design heat exchangers, predict the performance of multi-component distillations columns is now a distinct memory. Handbook solutions are being replaced with creative, innovative action; hard work is being replaced by the need to understand software, etc. The conversion process will take time; educating and cultivating this intellectual approval for the new breed of engineers will not come overnight. But the time to start is NOW.
In terms of introduction, the cliché of the creative individual has unfortunately been aptly described throughout history- the Einsteinian wild hair, being locked in a room for days at a time, mumbling to one’s self, eating sporadically, lost in a fog of conflicting thoughts, not paying attention to one’s hygiene, working diligently until that times when the “light goes on” moment of discovery, etc. This chapter will provide (among other things) specific suggestions on how to develop and improve one’s critical thinking abilities. [2]
Engineering is one of the noblest of professions, and the authors are extremely proud to be part of it. They are fortunate to have served as chemical engineering educators during their careers. A good part of this effort was directed to improving critical thinking skills of students in recent years. Check any engineering school’s web-site and locate its mission statement. Many of these will carry the phrase “fosters creativity and innovation” among its students. But do they really? The authors hope so. But then again, how does one teach it? [2]
As a chemical engineering educator, one is required to teach traditional basic scientific and technical principles in courses like thermodynamics, heat transfer, reaction kinetics, etc., but, along with the lectures, one should include an emphasis on creativity, problem solving and failure(s). These three terms are definitely interrelated. Finding solutions to problems is a creative activity. Failure comes into play since there are often solutions with high uncertainty and many or no correct answers. [2]
The remainder of this part addresses a host of topics involved with open-ended problems and approaches. The following sections are addressed:
Here are a baker’s dozen general thoughts regarding the open-ended problem approach drawn from the files of one of the authors. [3]
Here is what the authors have stressed to their students in terms of developing problem-solving skills and other creative thinking.
The traditional methodology of solving problems has been described for decades with the following broad stepwise manner:
Many now believe creative thinking should be part of every student’s education. Here are some ways that have proven to nudge the creative process along:
The above-suggested activities will ultimately help develop a critical thinker that:
The analysis aspect of a problem remains. It essentially has not changed.
The analysis of a new problem in chemical process engineering can still be divided into four steps.
The educational literature provides frequent references to individuals, particularly engineers, and other technical fields, that have different learning styles, and in order to successfully draw on these different styles, a variety of approaches can be employed. One such approach for educators involves the use of open-ended problems.
The term open-ended has come to mean different things to different people in industry and academia. It basically describes an approach to the solution of a problem and/or situation for which there is usually not a unique solution. Three literature sources[6–8] provide sample problems that can be used when this educational tool is employed.
One of the authors of this book has applied this somewhat unique approach and has included numerous open-ended problems in several chemical engineering course offerings at Manhattan College. Student comments for a general engineering graduate course “Accident and Emergency Management” were tabulated. Student responses to the question “What aspects of this course were most beneficial to you?” are listed below:
In effect, the approach requires asking questions, to not always accept things at face value, and to select a methodology that provides the most effective and efficient solution. Those who conquer this topic have probably taken first step toward someday residing in an executive suite.
It has often been noted that chemical engineers are living in the middle of an information revolution. Since the term of the century, that revolution has had an effect on teaching and learning. Educators are hard-pressed to keep up with the advances in their fields. Often their attempts to keep the students informed are limited by the difficulty of making new material available.
The basic need of both educator and student is to have useful information readily accessible. Then comes the problem of how to use this information properly. The objectives of both teaching and studying such information are: to assure comprehension of the material and to integrate it with the basic tenets of the field it represents; and, to use the comprehension of the material as a vehicle for critical thinking and effective argument.
Information is valueless unless it is put to use; otherwise, it becomes mere data. For information to be used most effectively, it should be taken as an instrument for understanding. The process of this utilization works on a number of incremental levels. Information can be absorbed, comprehended; discussed, argued in reasoned fashion, written about, and integrated with similar and contrasting information.
The development of critical and analytical thinking is key to the understanding and use of information. It is what allows the student to discuss, and argue points of opinion and points of fact. It is the basis for the student’s formation and development of independent ideas. Once formed, these ideas can be written about and integrated with both similar and contrasting information.
Chemical engineers bring mathematics and other sciences to bear on practical problems and applications, molding materials and harnessing technology for human benefit. Creativity is often a key component in this synthesis; it is the spark, motivating efforts to devise solutions to novel problems, design new products, and improve existing practices. In the competitive marketplace, it is a crucial asset in the bid to win the race to build better machines, decrease product delivery times, and anticipate the needs of future generations.[1,9]
One of the keys to the success of a chemical engineer or a scientist is to generate fresh approaches, process and products, i.e., they need to be creative. Gibney[9] has detailed how some schools and institutions are attempting to use certain methods that essentially share the same objective: open students’ minds to their own creative potential.
Gibney [9] provides information on “The Art of Problem Definition” developed by the Rensselaer Polytechnic Institute. To stress critical thinking, they teach a seven-step methodology for creative problem development. These steps are provided below: [9]
In addition, Gibney [9] identified the phases of the creative process set forth by psychologists. They essentially break the process down into five basic stages:
Psychologists have ultimately described the creative process as recursive. At any one of these stages, a person can double back, revise ideas, or gain new knowledge that reshapes his or her understanding. For this reason, being creative requires patience, discipline, and hard work.
Delia Femina [10] outlined five “secrets” regarding the creative process:
Panitz [11] has demonstrated how brainstorming strategies can help engineering students generate an outpouring of ideas. Brainstorming guidelines include:
A checklist for change was also provided, as detailed below:
In an exceptional well-written article by Lih [12] entitled “Inquiring Minds”, he commented on inquiring minds by saying “You can’t transfer knowledge without them.” His thoughts (which have been edited) on the inquiring or questioning process follow:
Ultimately, the degree to which one succeeds (or fails) is often based in part on one’s state of mind or attitude. As President Lincoln once said: “Most people are about as happy as they make their minds to be.” William Jones once wrote: “The greatest discovery of my generation is that human beings can alter their lives by altering their attitude of mind.” So, no matter what one does, it is in the hands of that individual to make it a meaningful, pleasurable, and positive experience. This experience will almost definitely bring success.
One of the authors [13], prior of retiring, sought consulting jobs when he was told, “We just can’t figure out how to solve the problem.” For example, should a heat exchanger be heated with atmospheric or superheated steam? Obviously, it would appear to be better to employ atmospheric steam. But, that may not always be the “best” approach. Tackling and solving these class of problems will only come with experience. And then there is the option of ordering a chemical reactor in assembled form rather than in sections. One would normally select the assembled option, but once again, it might require eliminating walls and/or enlarging small openings. The choice is not clear and analysis is warranted.
The traditional chemical engineering curriculum cannot be totally abandoned. It must still include material to describe the behavior of processes and the ability to design equipment. If the process or problem is complex, he/she must also be able to use approximate methods. Unfortunately, many systems with which the chemical engineer will deal with in the future do not fit simple theory.
The development of the future chemical engineer can be compared to the development of a good basketball player [14]. A basketball player must learn how to dribble and shoot. He must also develop an ability to play hard-nose defense, and he must learn the meaning of teamwork. He must also learn to take orders from his coaches. All these can be worked on and perfected individually, but the complete basketball player does not manifest until all the individual parts are put together to function as a smooth, complete unit. [14] Just as the basketball player needs to work on the individual parts of his skill, the chemical engineer still needs to study the separate operations involved in his field. Chemical engineers must study and understand the basic laws of chemistry and physics. They must know the various types of equipment and the economics involved in the over-all plant process. They must understand the unit operations of fluid flow, heat transfer and mass transfer operations, and other peripheral topics.
What about the chemical engineer sustaining his/her career? MacLean [15] recently provided some career advice that is generally universally recognized. Here is a summary of his baker’s dozen (the authors have added three to his 10) pointers:
Some of the suggestions might be a good fit for some chemical engineers, and some may not apply over their entire career. Think it through.
1. Adapted from, L. Theodore, Chemical Engineering: The Essential Reference, McGraw-Hill, New York City, NY, 2014.
2. L. Theodore, On Creative Thinking II, Discovery, East Williston, NY, August 13, 2004.
3. Personal Notes, L. Theodore, East Williston, NY, 1995.
4. J.P. Abulencia and L. Theodore, Fluid Flow for the Practicing Chemical Engineer, John Wiley & Sons, Hoboken, NJ, 2009.
5. A. Flynn and L. Theodore, An Air Pollution Control Equipment Design Course for Chemical and Environmental Engineering Students Using and Open-Ended Problem Approach, ASEE Meeting, Rowan University, NJ, 2001.
6. A. Flynn, J. Reynolds, and L. Theodore, Courses for Chemical and Environmental Engineering Students Using an Open-Ended Problem Approach, AWMA Meeting, San Diego, CA, 2003.
7. L. Theodore, class notes, 1999-2003.
8. Manhattan College Center for Teaching, Developing Students’ Power of Critical Thinking, Bronx, NY, January 1989.
9. K. Gibney, Awakening Creativity, ASEE Promo, Washington, DC March 1988.
10. J. Delia Femina, Jerry’s Rules, Modern Maturity, location unknown March-April 2000.
11. B. Panitz, Brain Storms, ASEE Promo, Washington, DC March 1998.
12. M. Lih, Inquiring Minds, ASEE Promo, Washington, DC December 1998.
13. Personal notes, L. Theodore, East Williston, NY, 2010.
14. L. Theodore, Basketball Coaching 101, in preparation, East Williston, NY, 2014.
15. R. Maclean, Sustaining Your Career, EM, Pittsburgh, PA, July 2012.
Part II is concerned with subject matter of interest and concern to the practicing chemical engineer. Topics reviewed include (with accompanying Chapter Number);
Each chapter contains three sections. The first section provides a broad (but brief) overview of the subject matter of concern. Several sections then address technical subject matter related to the topic of concern. This in turn is followed with a section that contains three solved open-ended problems. The chapter concludes with approximately 35-40 open-ended problems—some solutions of which are available to those who adopt the book for classroom or training purposes. A reference page compliments the presentation.
Additional details for each chapter topic is available in Theodore’s “Chemical Engineering: The Essential Reference”; an extensive and comprehensive treatment of most topics is provided in Perry’s “Chemical Engineers’ Handbook”, 8th edition (both of McGraw-Hill).
This chapter is concerned with Materials Science and Engineering (MSE). As with all the chapters in Part II, there are sereval sections: overview several specific technical topics illustrative open-ended problems, and-open ended problems. The purpose of the first section is to introduce the reader to the subject of MSE. As one might suppose, a comprehensive treatment is not provided, although numerous references are included. The second section contains three open-ended problems; the authors’ solution (there may be other solutions) is also provided. The third (and final) section contains 35 problems; no solutions are provided here.