Cover page

What Makes a Social Crisis?

The Societalization of Social Problems

Jeffrey C. Alexander

polity

Preface and Acknowledgments

After publishing The Civil Sphere in 2006, I had a strong feeling that the theory could shed new light on contemporary social crises, and not only on the spreading out of historical processes of civil repair to which I had devoted Parts III and IV of that book – the social and cultural movements that challenged African–American oppression, gender inequality, and anti-Semitism over the longue durée. To that end, in 2012 I was busy clipping newspaper articles and taking notes when Trevor Stack asked me to present something at the conference “What Civil, What Society?” at the Centre for Citizenship, Civil Society and Rule of Law (CISRUL), which he directs at the University of Aberdeen. I took that opportunity to begin developing the model of societalization that is the subject of this book. The theory has developed in fits and starts, in the years between then and now, benefitting immensely from collegial criticisms and suggestions during presentations at many departmental colloquia and conferences around the world. Toward the end of this process, as I prepared a partial and condensed version for publication in the American Sociological Review (2018), I had the opportunity to further revise my argument in response to suggestions from the journal’s anonymous reviewers and from Omar Lizardo, a co-editor. I am grateful to the American Sociological Review for permission to reprint material from that earlier publication.

Four Yale doctoral students – Anne Marie Champagne, Jeffrey Sachs, Sorcha Alexandrina Brophy, and Todd Madigan – provided inspired research for the empirical chapters of this book. Nadine Amalfi provided expert editorial assistance. Yale University provided sabbatical leave and research funding, and the Center for Cultural Sociology provided a congenial and stimulating intellectual atmosphere.

Being in a crisis is being at the center

Because when everything is on the line,

Everything is vital.

That is all that exists.

Karl Ove Knausgaard, My Struggle, Book 6

Introduction

Societalization in Society

Early in June 2012, in a featured op-ed in the New York Times, one of Germany’s most influential economists opposed bailing out Greece and other ailing European economies, declaring “it doesn’t make economic sense” (New York Times 6/13/12). In doing so, Hans-Werner Sinn reiterated an archetypal position about the proper relationship between the civil sphere and its boundaries. “Such [bailout] schemes violate the liability principle,” Sinn explained, “one of the constituting principles of a market economy, which holds that it is the creditors’ responsibility to choose their debtors.” According to such a principle, “if debtors cannot repay, creditors should bear the losses.” For states to backstop reckless creditors, for debtors who cannot repay, gravely threatens economic logic: “If we give up the liability principle, the European market economy will lose its most important allocative virtue: the careful selection of investment opportunities by creditors. We would then waste part of the capital generated by the arduous savings of earlier generations.”

Sinn’s argument can be viewed ideologically, as a conservative intervention in the ongoing euro crisis; it can also be viewed analytically, as an unapologetic statement about how a modern society would work if it were to be organized upon market principles alone. There is, after all, a compelling logic that defines capitalist economic systems. Only if investors and lenders are economically rational about distributing scarce resources can capital be allocated efficiently and productively. To help ensure this outcome, markets must not only threaten but actually punish investors who lack prudence. If bad investors do not lose money, then scarce time and energy is wasted. When taking on debt, creditors must carefully calculate future productive possibilities. If they are wrong, if their economic judgment is faulty, then they are punished. How else can the stringent yet economically productive rules of capitalism be maintained?

My interest here is not to challenge this argument from an economic point of view. The marketplace is vastly significant, and capitalist logic can be spectacularly effective in strictly economic terms. But the marketplace does not exhaust modern society, which is filled with places and positions that operate according to fundamentally different logics (Polanyi 1944, Friedland and Robertson 1990, Somers 2008). Sinn concluded his peroration on behalf of market society with a sarcastic reference to US President Barack Obama: “I am surprised that the president of the world’s most successful capitalist nation would overlook this [sc. the liability principle].” But he should not have been. The United States is not just capitalist; it aspires to be also civil and democratic. If Barack Obama urged EU financial support for Greece and other ailing European economies, he did so for the same reason he had earlier advocated state support for American banks, creditors, and debtors alike. Elected to represent the civil sphere (Alexander 2010, Alexander and Jaworsky 2014), the president felt compelled to make the American state responsive to the human suffering of citizens, regardless (within limits) of economic cost. Yes, creditors and debtors had been remarkably irresponsible as economic actors, but as members of the civil sphere they deserved to be treated not only according to the logic of the market but also as human beings.

How such multiple social logics are both in tension and intertwined is my concern in this book. I theorize eruptions in the boundaries between civil and non-civil spheres and illustrate this model with reference to recent social crises around religion, economics, journalism, and gender – the pedophile crisis in the American Catholic Church commencing in 2002, the 2008 financial crisis in the United States, the UK phone hacking scandal that mushroomed in 2010, and the #MeToo crisis that began in October 2017 and continues to this day. My central question is this: How do endemic, ongoing institutional strains suddenly burst their sphere-specific boundaries and become explosive scandals in society at large? My answer begins from the premise that social problems do not, in themselves, create such broad eruptions. I argue that even severe institutional strains are typically handled by intrainstitutional authorities in ways that make such strains relatively invisible and untroubling to those on the outside. Problems become crises, I suggest, only when they move outside their own spheres and appear to endanger society at large. I call this sense of broader endangerment, and the responses it engenders, “societalization.” Societalization occurs when the discourses and material resources of the civil sphere are brought into play. It is only when sphere-specific problems become societalized that routine strains are carefully scrutinized, once lauded institutions ferociously criticized, elites threatened and punished, and far-reaching institutional reforms launched – and sometimes made.

The first chapters in this book are devoted to the theory of societalization, addressing as they do the questions of what, how, why, and why not in a conceptual way. In chapter 1 I ask what societalization is and how it happens and I propose a sequential model, Time 1 (T1) to Time 5 (T5). In chapter 2 I look at the agents that push societalization through this temporal sequence. In chapter 3 I engage the null hypothesis (“why not?”), conceptualizing why societalization often does not happen when it seems that it would or should, and I outline limit conditions. In the later chapters I present four case studies that empirically elaborate upon and develop the model. These discussions are based on primary sources and represent new, empirical-cum-theoretical takes on crises that, with the exception of #MeToo, have been written about many times before. In conclusion I ask why societalization has not been explained before; and I address it not as a problem in society but as a problem of social theory.

The ambition of this essay is theoretical. I aim here to introduce a new macro-sociological model of structure and process. Macro, because it addresses society as a whole; structural, because it focuses on long-established, deeply institutionalized social spheres; process, because it details a dynamic sequence of conflict and struggle between competing material and ideal interests in distinctive societal domains. I believe that this theoretical aim can be advanced, however, only to the degree that I imbed my conceptual claims in dense and detailed case studies.1 Theory is abstract; it must also be made concrete. A new theory must be “seen,” and perhaps even “felt” and “experienced,” for its plausibility to be entertained. It must become familiar before it can subject itself to more rigorous testing.

Notes

1
What Is Societalization and How Does It Happen?

The civil sphere is a real social force, but it is also an idealized community, one that is imagined as being composed of individuals who are autonomous yet mutually obligated, who experience solidarity even as they respect one another’s independence (Alexander 2006, Kivisto and Sciortino 2015, Alexander and Tognato 2018, Alexander, Stack, and Khoshrokovar 2019, Alexander, Palmer, Park, and Ku 2019, Alexander, Lund, and Voyer 2019). In cultural terms, the civil sphere is organized around a discourse that sacralizes the motives, relations, and institutions necessary to sustain democratic forms of self-regulation and social solidarity. This involves qualities such as honesty, rationality, openness, independence, cooperation, participation, and equality (Jacobs 1996, 2000, Mast 2006, 2012, Smith 1991, 2005, Kivisto and Sciortino 2015). The discourse of civil society is binary: it also identifies and pollutes qualities that endanger democracy, such as deceit, hysteria, dependence, secrecy, aggression, hierarchy, and inequality.1 The civil sphere, moreover, is not only discursive. It possesses a powerful materiality. Communicative institutions such as factual and fictional mass media, public opinion polls, and civil associations provide the organizational capacity to specify broad discursive categories in time and place. They purify some events, institutions, and groups as civil and good, rewarding them with recognition; they pollute others as dangerously anti-civil, humiliating them as evil. The civil sphere sustains powerful regulative institutions as well: the complex apparatuses of law, office, and elections apply sanctions that are backed through state coercion and make cultural evaluations stick. Those who are deemed civil are rewarded not only with prestige but with political power; those constructed as anti-civil are not simply disrespected but threatened, arrested, rendered bankrupt, and sometimes made to suffer physical harm.

Vis-à-vis other, non-civil institutional-cum-cultural fields, the civil sphere is at once oppositional and aspirational, which means that interinstitutional boundaries are never settled, never set in concrete. Because civil institutions project communicative interpretations and apply regulative sanctions in real time and space, nothing about the location and traction of civil boundaries is certain; they cannot be ascertained in the abstract (Ku 1998). What is deemed to be civil? What is deemed not to be? These questions have been answered in remarkably disparate ways over the course of historical time, the answers determining where boundaries between the civil sphere and other, non-civil spheres of social life are laid. Should gender hierarchy be considered a family affair, handled by the domestic sphere’s patriarchal elites, or should it be seen as violating broader, more civil norms, such that intrafamily domination and violence become scandalous to society at large (Alexander 2001, Luengo 2018)? Should what goes on inside churches stay within these houses of worship, as a matter between believers and their god, or should the dispensation of God’s grace be subject to civil scrutiny? Should a productive but also exploitative and unstable capitalist economy be left alone, to work its markets for better and for worse, or should more solidaristic and civil considerations intervene (Lee 2018, Ngai and Ng 2019, Olave 2018)? Should news reporters be free to roam for information as they may, intruding when, where, and how they see fit, or should they be subject to legal and moral constraints? Modern civil spheres have continually legitimated what later, down the line, came to be seen as egregiously anti-civil practices (Alexander 1988). A practice that seems acceptable at one point can become deeply offensive at another. Forms of religion, sexuality, politics, and economic life that once appeared to facilitate civil society are later reconstructed as dangerously destructive intrusions whose very existence undermines civil motives and relations.

Blumer (1971: 302) once observed that “the pages of history are replete with dire conditions unnoticed and unattended to.” Yet, while real existing civil spheres are deeply compromised, they are also endemically restless, creating fertile opportunities for calling out the very injustices they legitimate. It is because the utopian promises of civil spheres are never fully institutionalized that these promises continuously trigger radical criticism, social movement struggles, social crises, and institutional reform.

My aim is to conceptualize the relative, labile, shifting status of social problems, not in historical or interactional but in analytic terms – as a systemic, macro-sociological process. One might imagine, at time T1, a hypothetical “steady state” of boundary relations between civil and non-civil spheres, in which there appears to be empirical stability and there is imagined to be reciprocity between spheres. In a putatively steady state of this sort, most members of the civil sphere do not experience the operations of other spheres as destructive intrusions and do not abrogate existing institutional boundaries to mount antagonistic efforts at repairing the insides of another sphere.2 There is no doubt, of course, that every social sphere experiences continuous, often severe strains. In the economy, there are irresponsible decisions and underserved losses, bankruptcies and thefts, inflations and recessions. The religious world experiences continual financial corruption, wrenching disciplinary and recruiting failures, and polarizing theological disputes. In the world of journalism, the boundaries of privacy and publicity are continuously challenged, professional norms are cast aside, plagiarism is frequent, and media elites often conflate financial self-interest with professional responsibility. The intimate sphere of sexual relations is rife with frustration, misunderstanding, bruised feelings, and worse – and these do not cease when they enter the occupational domain.

In conditions of steady state, however, such strains are institutionally insulated; because they remain intrasphere, they do not generate significant attention outside. Failing to arouse the concern of extrainstitutional outsiders, strains are addressed in non-civil ways. Indeed, subject to intrasphere logics (Friedland and Alford 1991), strains often bolster rather than challenge organizational authority. Rather than degrading civil sphere ideals, strains in the steady state may actually appear to confirm institutional and cultural pluralism.

But steady state breaks down with societalization, transforming a heretofore routinely accepted practice into a new social fact (Durkheim 1966 [1895]), one that seems evil and symbolically profane. A practice that once aroused little interest outside a particular institution now appears threatening to “society” itself. What was once normal comes to be viewed as pathological, as morally polluted and socially disruptive. It becomes what Mary Douglas (1966) called “matter out of place”: something dirty and polluted in response to which strenuous efforts at purification must be made (Cottle 2004, 2011).

Societalization begins at time T2, when a semiotic code (see Tavory and Swidler 2009) is triggered, moving public attention space (Hilgartner and Bosk 1988) from institutional part to civil whole. When social language switches in such a manner, critical and emancipatory narratives arise and vast material resources can be brought into play. When journalism interprets intrainstitutional strains as violations of the civil sphere, ordinary occurrences can be converted into events (Mast 2006, 2012, Sewell 1996, Wagner-Pacifici 2010, 2017). Event-ness announces the breakdown of steady state. Outrage arouses the “conscience of society,” confidence and trust give way to fear and alarm. Harsh regulatory interventions often follow (time T3), for civil communicative and regulatory institutions are intertwined. However, in response to such new cultural judgments and regulatory interventions, backlash builds up (time T4). Thrown on the defensive, the targeted institutions and elites attack the newly intrusive civil sphere and its carrier groups. Intersphere boundaries – where to draw the lines between spheres – now become objects of intense and bitter struggle. There is a war between spheres. It is such a situation of standoff, as much as the achievement of civil repair, that creates the almost inevitable pathway back to steady state (time T5).

Social strains are real; they have material consequences, and sometimes, as in economic crisis or war, such consequences can be very harsh indeed. Nonetheless, it is not the substance of strain that causes societalization, but rather how such strains are understood. This is a matter for societal interpretation – namely of what a strain is, why it happened, who was responsible for creating it, and whom it hurts. Answering these questions determines how strains are perceived and what can be done to keep them from happening again (Alexander, Eyerman, Giesen, and Smelser 2004).

When semiotic shifts push social problems beyond steady state, the moral and institutional foundations of society itself seem endangered, and there are fears that the center will not hold (Shils 1975). These broad anxieties typically become focused on the civil institution of office, a key regulative institution of the civil sphere (Alexander 2006: 132–50). Office translates idealizing discourse about moral solidarity into the institutional requirement that leadership should be responsible and other-oriented, demanding that power eschew nepotism and self-dealing. At the heart of a democratic society is the fervent belief – the conceit, a cynic might say – that power not only should, but can, be exercised in a manner that will serve the public good and that the civil institution of office should, and can, be occupied by goodwilled human beings. To the degree that civil spheres have teeth, those who possess power are bound by a vocation, a calling in Weber’s sense, to the ethics of office (Weber 1927 [1904–5]). When semiotic shifts define a strain as endangering the civil center, institutional authorities are accused of having abrogated their official responsibilities; they are attacked as unworthy and unfit; strenuous efforts are made to remove them from office; and significant repairs can be made to institutional norms and structures.

At T1, the communicative and regulative institutions of the civil sphere defer to the mores and interests of intrainstitutional elites. At T2, such civil hands-off-ness is reinterpreted, retroactively, as a dereliction of civil responsibility, as a cover-up that has prevented polluted practices from being subject to the moral commitments of the civil sphere. At T3, those who possess civil power respond to this dereliction in a material manner, issuing threats and sanctions. At T4, the challenged institutional elites fight back. A war between the spheres ensues, one that eventually compels carrier groups that represent the civil sphere to abandon their avenging quest. The separation between spheres is reconstructed, and with it an ambivalent, ambiguous, and contested return to steady state (T5). Once an overwhelming social crisis, the initial trigger is now seen in the rearview mirror through societalization. It becomes an historic “episode,” narrated in legend and myth, remembered in anniversaries, and performatively inscribed in cinema and television.3 Yet the strains that had once energized it do not entirely disappear. Instead they are recontextualized, becoming, once again, matters of primarily intrainstitutional concern. While abuses occasionally are publicly noted as worrisome occurrences that violate contemporary norms, they are not constructed as earthshaking events. Fears for the center are no longer triggered, and there is a reassuring recognition that, after societalization, new organizational structures are in place. That these repairs may not entirely blunt old strains and that, even if they do, new strains reflecting boundary tension are bound to emerge – these are not worries in the steady state.

Notes