This edition first published 2020
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Library of Congress Cataloging‐in‐Publication Data
Names: Schmitz, Sven, 1976‐ author.
Title: Aerodynamics of wind turbines : a physical basis for analysis and
design / Sven Schmitz, Department of Aerospace Engineering, Pennsylvania
State University.
Description: First edition. | Hoboken : Wiley, 2020. | Includes
bibliographical references and index.
Identifiers: LCCN 2019024050 (print) | LCCN 2019024051 (ebook) | ISBN
9781119405610 (paperback) | ISBN 9781119405597 (adobe pdf) | ISBN
9781119405641 (epub)
Subjects: LCSH: Wind turbines–Aerodynamics.
Classification: LCC TJ828 .S37 2019 (print) | LCC TJ828 (ebook) | DDC
621.4/5–dc23
LC record available at https://lccn.loc.gov/2019024050
LC ebook record available at https://lccn.loc.gov/2019024051
Cover Design: Wiley
Cover Images: © YaiSirichai/Shutterstock, © nito/Shutterstock,
© travellight/Shutterstock, Cover figure courtesy of Sven Schmitz
To my son Andreas.
Never lose your spirit of invention. You can change the world.
Sven Schmitz is an Associate Professor in the Department of Aerospace Engineering and The Institutes of Energy and the Environment (IEE) at The Pennsylvania State University. He is an expert in rotary wing aerodynamics, with particular emphasis on wind turbines and rotorcraft. He has authored 30 peer‐reviewed journal publications and more than 60 conference papers and presentations. His research program embraces the areas of wind turbine aerodynamics and rotorcraft aeromechanics. Current activities include improvements to wind turbine blade‐element momentum theory, wind farm wake modeling, icing on wind turbines, rotor hub flows, rotor active control, ship airwake modeling, and future concepts for transonic commercial aircraft. At Penn State, he developed and maintains the XTurb code, a wind turbine design and analysis software that he integrates in his teaching and research.
Sven Schmitz grew up in Effeld (Germany), a small and beautiful village on the German‐Dutch border in the lower Rhineland, approximately 60 km west of Düsseldorf and north of Aachen. In the Fall of 1996, he enrolled in the Engineering program at the Rheinisch‐Westfälische Technische Hochschule (RWTH) Aachen where he graduated in 2002 with a Diploma degree. From 2002 to 2006, he was a Ph.D. student at the University of California (UC) Davis under the guidance of Professor Jean‐Jacques Chattot. From 2006 to 2010, he was a postdoctoral researcher and project scientist at the U.S. Army Aero Flight Dynamics Directorate (AFDD) at the NASA Ames Research Center in Moffett Field, CA and at UC Davis. During this time, he also worked as a Computational Fluid Dynamics (CFD) consultant for wind energy applications with General Electric (GE) Global Research. In 2010, he joined the faculty of Aerospace Engineering at The Pennsylvania State University. He continues to publish and teach in the areas of wind turbine aerodynamics and rotorcraft aeromechanics.
The vision for the book was to develop a self‐contained and affordable unique text with focus on the aerodynamics, scaled design and analysis, and aerodynamic optimization of horizontal‐axis wind turbines. It is not a systems‐engineering text on wind energy, which distinguishes the book from other available texts. On the contrary, the author was encouraged by many colleagues over the past several years to develop a well‐integrated and focused account on the blade aerodynamics of horizontal‐axis wind turbines. The technical content is based on lecture notes developed by the author at the senior‐level undergraduate and graduate level. A further unique aspect of the book is the close integration of the text with the wind turbine design and analysis software, XTurb, developed and maintained by the author at The Pennsylvania State University. The XTurb code is essentially a teaching and research tool used since 2011 by the author in his graduate course and by Penn State students participating in the U.S. DOE Collegiate Wind Competition. The XTurb examples in the book add a “hands‐on” component, thus enhancing the learning experience to readers and resulting in a deeper and more complete understanding of the subject matter. This gives readers from interdisciplinary backgrounds in the area of wind energy the opportunity to fully absorb and understand the design principles and governing concepts in blade aerodynamics through the text and independent analyses using XTurb.
Chapter 1 concerns a brief description of horizontal‐axis wind turbine development, with particular considerations for the history of aerodynamics and its impact on the design evolution of wind turbines. In addition, the reader is introduced to the atmospheric boundary layer and the wind resource. Chapter 2 is a classical account on momentum theory for horizontal‐axis wind turbines, with some differences and additions compared to most texts. Chapter 3 covers classical Blade Element Momentum (BEM) theory. A special section includes a detailed description of root and tip loss factors used in today's BEM‐type methods and a discussion of their respective limitations. As far as BEM solution techniques are concerned, the presentation of classical work is accompanied by a description of various numerical techniques of solving the BEM equations (new in this book), followed by a complete description of models for the turbulent wake state (also not in any other text). A simplified BEM theory is described as a classical means to introduce simplified dependencies of the effect of design parameters on power coefficient, with the later subsection containing multiple examples of XTurb analyses and associated input decks. Chapter 4 begins with an introduction to thin‐airfoil theory and the foundations of viscous airfoil flow. This is followed by a brief historical review on wind turbine airfoil design and airfoil design criteria along the blade radius. The chapter concludes with a catalog of wind turbine airfoils. Chapter 5 focuses on introducing unsteady aerodynamics occurring on horizontal‐axis wind turbines, with subsections describing yaw effects, tower interaction, and dynamic stall. A big portion of this chapter is devoted to a comprehensive review on rotational augmentation and available stall‐delay models (also new in this text). Chapter 6 concerns vortex‐wake methods and starts off by a comprehensive introduction to lifting‐line theory and describes the basics of computing induced velocities from planar and vortical wake sheets. A unique subsection on prescribed wake methods (not in any other text) includes additional XTurb examples. A subsection on free‐wake methods includes classical descriptions and introduces the reader to the numerical problem of vortex cores to avoid wake singularities, including recent advances on singularity‐free‐wake methods. Chapter 7 gives an introduction to advanced computational methods including Computational Fluid Dynamics (CFD), hybrid CFD methods, and an introduction to recent advances in actuator‐type methods for wake modeling (i.e. actuator disk, actuator line, actuator surface). Chapter 8 introduces the reader to principles of (scaled) wind turbine design and optimization. The technical content draws from the author's experience in designing scaled experiments in both wind‐/water tunnels for wind turbine and rotorcraft applications. This is a very unique chapter of the book and one that is vitally important to the wind energy community at large. The XTurb software is used extensively in this chapter and brings the material of previous chapters into an overarching context to the reader, thus allowing a deeper understanding of the book material by considering the difficult and non‐unique aspects of scaled blade design and optimization. Supplementary files including XTurb input decks are available on a respective Wiley website.
The primary intended audience consists of senior undergraduate students and graduate students in MSc. and Ph.D. programs at universities, focusing on coursework and research in wind energy in engineering, atmospheric science, and meteorology. Further audiences are instructors and university professors, as well as practicing engineers and scientists in industry and national laboratories. Readers are expected to have basic knowledge of incompressible flows through coursework or work experience. The book is written at an intermediate level using college‐level algebra and analysis. The book can be used as a primary text for courses on wind turbine aerodynamics and/or as an affordable instructional aid for a multitude of courses on wind energy systems and power engineering in the international wind energy community.
In essence, this is a book “for Students, written by a student,” as the author sees himself as a continuous learner. I hope that you will find the book helpful to your careers. Wind energy has the potential to playing a major role in battling climate change by powering the world with a clean and renewable source of energy. Never give up, not as long as you have strength left.
January 2019
Sven Schmitz
State College, PA
A number of individuals have assisted the author and contributed to the book in different ways. I want to start by thanking my beloved wife Cristina for her patience and encouragement while writing the manuscript. I am especially grateful to my parents Helmut and Irmgard Schmitz who have always supported me in the path I have taken far away from home. I am also thankful to my Ph.D. advisor Professor Jean‐Jacques Chattot at the University of California Davis who educated me in wind turbine aerodynamics and numerical methods.
Many thanks are directed at The Pennsylvania State University for allowing me to spend my sabbatical leave at home. Furthermore, I am grateful to Professor Carlo L. Bottasso of the Technical University of Munich (TUM) and Professor Jens. N. Sørensen of the Technical University of Denmark (DTU) for hosting me a week each and their many valuable suggestions. The discussions with many colleagues at TUM and DTU were inspiring and helpful in organizing some of the book content.
I also acknowledge very much the help of my dear colleague Professor Mark D. Maughmer for numerous discussions on aerodynamics during my time at Penn State and for checking many subtle details thoroughly in the book. Furthermore, I am thankful to the former Aerospace Department Head Professor George A. Lesieutre for his encouragement in developing a graduate course focused on wind turbine aerodynamics, as well as colleagues Dr. Susan W. Stewart and Professor Dennis K. McLaughlin without whose dedication there would not be a continuing graduate certificate in wind energy in the department.
Special thanks to Dr. Scott Larwood of the University of the Pacific and Dr. Mike P. Kinzel of the University of Central Florida for reading the entire manuscript. Scott and Mike represent a portion of a diverse readership with different background and experience; their many questions and comments helped clarifying derivations, figures, and the narrative. I would also like to thank Mr. Dan Somers of Airfoils Inc. in Port Matilda, PA for his review and suggestions on the history of airfoil design for wind turbines over the past 30 years. In addition, comments and suggestions by Dr. Niels Troldborg of Risø National Laboratories on advanced computational methods and actuator line modeling are very much appreciated.
Last but not least, I want to thank my students in wind energy for their commitment to hard work, inspiration, and passion for wind energy as a viable source of renewable energy. The future lies with our students who will advance wind energy to the next generation. I would like to close by thanking the U.S. Department of Energy (DOE), the National Science Foundation (NSF), the University Corporation for Atmospheric Research (UCAR), and industry for their generously supporting my students at Penn State.
Note: This list includes the most relevant symbols used in the book, and omits some symbols that are unique to particular subchapters.
This book is accompanied by a companion website:
www.wiley.com/go/schmitz/wind‐turbines
The website includes:
Scan this QR code to visit the companion website.
XTurb executable & User's manual can be downloaded from:
https://www.rotoraero.psu.edu/xturb‐psu/