PUBLICATIONS AVAILABLE FROM THE
CENTER FOR CHEMICAL PROCESS SAFETY OF
THE
AMERICAN INSTITUTE OF CHEMICAL
ENGINEERS
SECOND EDITION
This edition first published 2018
© 2018 the American Institute of Chemical Engineers
Edition History
The American Institute of Chemical Engineers (1e, 2003)
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ISBN: 978-1-119-47463-0
Cover images: Silhouette, oil refinery ©manyx31/iStockphoto; Stainless steel ©Creativ Studio Heinemann/Getty Images, Inc.; Dow Chemical Operations, Stade, Germany/Courtesy of The Dow Chemical Company
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This book is one in a series of process safety guidelines and concept books published by the Center for Chemical Process Safety (CCPS). Please go to www.wiley.com/go/ccps for a full list of titles in this series.
It is sincerely hoped that the information presented in this document will lead to an even more impressive process safety record for industry; however, neither the American Institute of Chemical Engineers, its consultants, CCPS Technical Steering Committee and Subcommittee members, their employers, their employers officers and directors, nor BakerRisk® and its employees warrant or represent, expressly or by implication, the correctness or accuracy of the content of the information presented in this document. As between (1) American Institute of Chemical Engineers, its consultants, CCPS Technical Steering Committee and Subcommittee members, their employers, their employers officers and directors, and BakerRisk® and its employees, and (2) the user of this document, the user accepts any legal liability or responsibility whatsoever for the consequence of its use or misuse.
AIChE | American Institute of Chemical Engineers |
AIHA | American Institute of Industrial Hygienists |
ALARA | As Low As Reasonably Available |
ALARP | As Low As Reasonably Practicable |
AOTC | Associated Overseas Countries and Territories |
API | American Petroleum Institute |
ARS | Alternative Release Scenario |
ASME | American Society of Mechanical Engineers |
ATEX | European Directives 1999/92/EC and 2014/34/EU |
BPCS | Basic Process Control System |
BPV | Bursting Pressure Vessel |
BSI | British Standards Institution |
BST | Baker-Strehlow-Tang blast model |
CCPS | Center for Chemical Process Safety |
CFD | Computational Fluid Dynamics |
CFR | United States Code of Federal Regulations |
COMAH | United Kingdom HSE Control of Major Accident Hazards |
CSB | United States Chemical Safety Board |
DHA | Dust Hazards Analysis |
DHS | United States Department of Homeland Security |
DIN | Deutsches Institut für Normung |
DOT | United States Department of Transportation |
EN | European Union Standards |
EPA | United States Environmental Protection Agency |
ERPG | Emergency Response Planning Guidelines (AIHA) |
EU | European Union |
GB | China standards annotation |
HAC | Hazardous Area Classification (electrical) |
IChemE | Institution of Chemical Engineers |
ISD | Inherently Safer Design |
ISO | International Organization for Standardization |
ITPM | Inspection, Testing, and Preventative Maintenance program |
LEL | Lower Explosivity Limit |
LFG | Liquefied Flammable Gas |
LFL | Lower Flammability Limit |
LNG | Liquefied Natural Gas |
LPG | Liquefied Petroleum Gas |
MEC | Minimum Explosible Concentration (i.e., combustible dusts) |
MCE | Maximum Credible Event |
NFPA | National Fire Protection Agency |
OSHA | United States Occupational Safety and Health Administration |
PED | Pressure Equipment Directive |
POTW | Publically Owned Treatment Works |
PSM | Process Safety Management |
PSS | Process Safety System |
RBI | Risk Based Inspection program |
RBPS | Risk Based Process Safety |
RCM | Reliability Centered Maintenance |
RCRA | Resource Conservation and Recovery Act (United States EPA) |
RMP | Risk Management Program (United States EPA) |
RP | Recommended Practice (i.e., API guidance) |
UK | United Kingdom |
UK HSE | United Kingdom Health and Safety Executive |
US | United States |
VCE | Vapor Cloud Explosion |
WCS | Worst Case Scenario |
This Glossary contains the terms specific to this Guideline and process safety related terms from the CCPS Process Safety Glossary. The specific CCPS process safety related terms in this Guideline are current at the time of publication; please access the CCPS website for potential updates to the CCPS Glossary.
Term | Definition |
Access Ways | Travel ways that provide occasional access to equipment or congested areas of a facility for maintenance, security, and firefighting vehicles. Also known as tertiary roadways. |
Alternative Release Scenario (ARS) | The basis for an off-site consequence analysis required by the United States EPA Risk Management Program (RMP) Rule. This release scenario has less adverse consequences, but is more likely than the Worst Case Scenario. See Maximum Credible Event (MCE) and Worst Case Scenario (WCS). |
As Low As Reasonably Practicable (ALARP) | The concept that efforts to reduce risk should be continued until the incremental sacrifice (cost, time, effort, or other expenditure of resources) is grossly disproportionate to the incremental risk reduction achieved. The term as low as reasonably achievable (ALARA) is often used synonymously. |
Barrier | See Safeguard. |
Boilover | A violent expulsion of contents caused by a heat wave from the surface burning at the top of the tank reaching the water layer at the bottom of the tank. |
Brownfield | An industrial or commercial property that is abandoned or underused and is being considered as a location for a new facility or for redevelopment. |
Buffer Zone | Additional undeveloped land surrounding the facility, often purchased to provide additional distance between the hazards and the surrounding community, which helps reduce the likelihood or severity of potential off-site impact, or helps reduce the likelihood of future community growth next to the facility. |
Building | A rigid, enclosed structure. |
Chambering | Enclosing a hazardous process unit within a building such that toxic materials are confined during a loss of containment (risk is unacceptable if the toxic material escapes). |
Combustible Material | Materials that cause fires. |
Combustible dust | A finely divided combustible particulate solid that presents a flash fire hazard or explosion hazard when suspended in air or the process-specific oxidizing medium over a range of concentrations [NFPA 652, NFPA 654]. |
Complex | A collection of facilities that may or may not be owned by the same company, but are located within the contiguous boundaries of a specific geographic location, such as an industrial or chemical park. A facility within a complex may feed or take raw materials from another facility in the complex or may be totally independent of its industrial neighbors. |
Confinement | Obstacles such as walls and ceilings of a building, vessel, pipe, etc. that serve to limit the expansion of a dispersing burning vapor cloud. |
Congestion | Obstacles in the path of the flame that generate turbulence and compression. |
Containment | A system characteristic which prevents reactants or products from being exchanged between the chemical system and its environment. |
Critical Equipment | Equipment, instrumentation, controls, or systems whose malfunction or failure would likely result in a catastrophic release of highly hazardous chemicals, or whose proper operation is required to mitigate the consequences of such release. |
Critical Infrastructure | Systems and assets, whether physical or virtual, so vital that the loss, interruption, incapacity, or destruction of which (1) would have a negative or debilitating effect on the security, economic security, public health, or safety of a nation, region, or any local government, or (2) cause national or regional catastrophic effects. |
Domino Effect | The triggering of secondary events, such as toxic releases, by a primary event, such as an explosion, such that the result is an increase in consequences or area of an effect zone. Generally only considered when a significant escalation of the original incident results. |
Emergency Planning Response Guidelines (ERPG) | A system of guidelines for airborne concentrations of toxic materials prepared by the AIHA. For example, ERPG-2 is the maximum airborne concentration below which it is believed nearly all individuals could be exposed for up to one hour without experiencing or developing irreversible or other serious health effects or symptoms that could impair an individual’s ability to take protective action. |
Equipment | A piece of hardware which can be defined in terms of mechanical, electrical or instrumentation components contained within its boundaries. |
Facility | Sometimes also called a plant. The physical location where a management system activity is performed. In early life cycle stages, a facility may be the company’s central research laboratory, pilot plant, or the engineering offices of a technology vendor. In later stages, the facility may be a typical chemical plant, storage terminal, distribution center, or corporate office. In the context of this document, a facility is a portion of or a complete plant, unit, site, complex or offshore platform or any combination thereof. |
Fixed facility | A portion of or a complete plant, unit, site, complex or any combination thereof that is generally not moveable. In contrast, mobile facilities, such as ships (e.g., transport vessels, floating platform storage and offloading vessels, drilling platforms), trucks, and trains, are designed to be movable. |
Flammable Material | Materials that cause fires. |
Grassroots | Totally new facility that may be built upon a greenfield or brownfield location. |
Greenfield | Undeveloped property that has not been used before for either commercial or industrial purposes and is being considered as a location for a new facility. |
Hazard | An inherent chemical or physical characteristic that has the potential for causing damage to people, property, or the environment. (Note: This guideline refers to “process safety” chemical hazards, such as their toxicity, flammability, and reactivity, and physical hazards, such as extreme processing conditions such as high pressures and temperatures.) |
Hazardous Area Classification (HAC) | Locations which are classified depending on the properties of the flammable gas, flammable liquid-produced vapor, combustible liquid-produced vapors, combustible dusts, or fibers/flyings that may be present, and the likelihood that a flammable or combustible concentration or quantity is present [adapted from Article 500 of NFPA 70, National Electrical Code]. See Zone. |
Hazardous Process Area or Unit | An area containing equipment (e.g., pipes, pumps, valves, vessels, reactors, and supporting structures) intended to process or store materials. Hazardous process areas/units have the potential for explosion, fire, or toxic material releases. |
Hazard Zone | For an incident that produces an outcome such as toxic release, the hazard zone is the area over which the airborne concentration equals or exceeds some level of concern. For a flammable release, the area of effect is based on a specified level of thermal radiation. For a release that results in explosion, this is the area defined by specified overpressure levels. |
Infrastructure | The basic facilities, services, and installations needed for the functioning of a site such as transportation and communications systems, water and power lines, and public institutions including emergency response organizations. |
Inherently Safer | A condition in which the hazards associated with the materials and operations used in the process have been reduced or eliminated, and this reduction or elimination is permanent and inseparable from the process. |
Knock-on Effect | See Domino Effect. |
Layer of Protection | A concept whereby a device, system, orhuman action is provided to reduce the likelihood and/or severity of a specific loss event. |
Layout | The relative location of equipment or buildings within a given site. |
Life Cycle | The stages that a physical process or a management system goes through as it proceeds from birth to death. These stages include conception, design, deployment, acquisition, operation, maintenance, decommissioning, and disposal. (Note: This guideline refers to these stages as eight distinct phases: design, fabricate, install, commission, operate, maintain, change, and decommission.) |
Lower Explosivity Limit (LEL) | See Lower Flammability Limit (LFL). (Note: This guideline refers to LFL, only.) |
Lower Flammability Limit (LFL) | That concentration of a combustible material in air below which ignition will not occur. It is often, interchangeably called Lower Explosive Limit (LEL) and for dusts, the Minimum Explosible Concentration (MEC). |
Maximum Credible Event (MCE) | A hypothetical explosion, fire, or toxic material release event that has the potential maximum consequence to the occupants under consideration from among the major scenarios evaluated. The major scenarios are realistic and have a reasonable probability of occurrence considering the chemicals, inventories, equipment and piping design, operating conditions, fuel reactivity, process unit geometry, industry incident history, and other factors. Each building may have its own set of MCEs for potential explosion, fire, or toxic material release impacts [API RP 752]. See Worst Case Scenario (WCS) or Alternative Release Scenario (ARS). |
Mitigative Safeguard | A safeguard that is designed to reduce the severity of a loss event. Mitigative safeguards can be divided into detection safeguards and correction safeguards. See Safeguard. |
Off-Site | Outside of the facility’s property line - represents the adjacent area external to the company’s boundary limits, with the “off-site consequences” representing the impact, if any, on industrial neighbors, the surrounding community or environment. |
On-site | Inside the facility’s property line - the processes and support operations within the company’s boundary or property limits (this may be the “fence line” if the adjacent land is not owned by the company). |
On-Site Personnel | Employees, contractors, visitors, service providers, and others present at the facility. |
Permanent Building | Rigid structures intended for permanent use in fixed locations. |
Piperack, Pipeway, Pipeband | A structure that supports pipes, power leads, and instrument cable trays. |
Plant | See Facility. |
Pool Fire | The combustion of material evaporating from a layer of liquid at the base of the fire. |
Portable Building | Rigid structure that can be easily moved to another location within the facility. Portable buildings include temporary buildings or trailers used to house people or store equipment. |
Preventive Safeguard | A safeguard that prevents the occurrence of a particular loss event, given that an initiating cause has occurred; i.e., a safeguard that intervenes between an initiating cause and a loss event in an incident sequence. See Safeguard. |
Probit | A random variable with a mean of 5 and a variance of 1, which is used in various effect models. Probit-based models derived from experimental dose-response data, are often used to estimate the health effect that might result based upon the intensity and duration of an exposure to a harmful substance or condition (e.g., exposure to a toxic atmosphere, or a thermal radiation exposure). |
Process Safety Hazard | See Hazard. |
Process Section (or Train) | A “process section” or “train” is an area within a process unit containing combination of processing equipment that is focused on a single operation. |
Property Line | The perimeter of a facility surrounded by the community, other industrial facilities, or undeveloped land owned by someone external to the company. Sometimes called a property boundary. |
Quantitative Risk Analysis (QRA) | The systematic development of numerical estimates of the expected frequency and severity of potential incidents associated with a facility or operation based on engineering evaluation and mathematical techniques. |
Risk Based Process Safety (RBPS) | The Center for Chemical Process Safety’s process safety management system approach that uses risk based strategies and implementation tactics that are commensurate with the risk based need for process safety activities, availability of resources, and existing process safety culture to design, correct, and improve process safety management activities. |
Safeguard | Design features, equipment, procedures, etc. in place to decrease the probability or mitigate the severity of a cause-consequence scenario. Also known as a protective layer. |
Safe Haven | A building or enclosure that is designed to provide protection to its occupants from exposure to outside hazards |
Sheltering | Physical protection (such as an enclosed building) against the outcome of an incident. |
Siting | The process of locating a complex, site, plant, or unit. |
Stakeholder | Individuals or organizations that can (or believe they can) be affected by the facility’s operations, or who are involved with assisting or monitoring facility operation. |
Structure | Something (such as a building, bridge or pipe rack) that is constructed to support equipment, piping, or personnel and is usually designed to stand on its own. |
Tent | A term used to describe a wide range of structures, such as traditional tents with or without sides (a “canopy”), air inflated structures, air supported structures, tensioned membrane structures, scaffold structures, or structures that use a combination of fabric and rigid panels (API RP 756). |
Turnaround | A scheduled shutdown period when planned inspection, testing, and preventative maintenance, as well as corrective maintenance such as modifications, replacements, or repairs are performed. |
Utility | Supplies services to the facility such as electricity, instrument air, steam or heating medium, fuels (oil, gas, etc.), refrigeration, cooling water or cooling medium, or inert gases. |
Vapor Cloud Explosion (VCE) | The explosion resulting from the ignition of a cloud of flammable vapor, gas, or mist in which flame speeds accelerate to sufficiently high velocities to produce significant overpressure. |
Wind Rose Diagram | A plan view diagram that shows the percentage of time the wind is blowing in a particular direction. Often used as a symbol to indicate the "prevailing wind" direction (e.g., on a drawing or map). |
Worst Case Scenario (WCS) | The basis for an off-site consequence analysis required by the EPA RMP Rule. This intentionally conservative accident scenario assumes the release of the entire inventory of a vessel, under the most unfavorable conditions, and with the failure of most protective features. See Maximum Credible Event (MCE) and Alternative Release Scenario (ARS). |
Zone | Zone (per Article 500 of NFPA 70, National Electrical Code): The classification system for electrical and electronic equipment and wiring for all voltages in locations where fire or explosion hazards may exist. (Also the area defined through a “Hazardous Area Classification” (HAC).) Zone (per European electrical classification): The “zone” is equivalent to the “area” noted in Hazardous Area Classifications in the United States. |
The American Institute of Chemical Engineers (AIChE) and the Center for Chemical Process Safety (CCPS) express their appreciation and gratitude to all members of this CCPS Subcommittee for Project 246 and their CCPS member companies for their generous support and technical contributions in the preparation of these guidelines. The AIChE and CCPS also express their gratitude to the team of authors from BakerRisk®.
CCPS Subcommittee Members:
Martin Timm | Chair, Praxair |
Don Connolley | Vice Chair, BP |
Susan Bayley | Linde |
Chris Buchwald | ExxonMobil |
Bruce Bullough | Corden Pharma (Retired) |
Andrew Carpenter | Exponent |
Andy Crerand | Shell |
Chris Devlin | Celanese |
Randy Hawkins | Philips66 |
Dave Herrmann | DuPont (Retired) |
Manuel Herce | DuPont |
David Hill | OxyChem (Retired) |
Casey Johnson | Bayer / Covestro |
Jayant Kulkarni | Aon |
Bill Lindberg | Air Liquide |
Reid McPhail | CNRL |
Tim Murphy | Arkema |
Pamela Nelson | Cytec |
Eric Peterson | MMI Engineering |
Ray Qi | Huntsman |
Mark Saunders | Koch Industries |
Florine Vincik | BASF |
Jonas Duarte | Chemtura |
Charles Cowley | CCPS Staff Consultant |
CCPS wishes to acknowledge the many contributions of the BakerRisk® staff members who contributed to this edition, especially the principal author Bruce K. Vaughen and his colleagues who contributed to portions of this manuscript (listed in alphabetical order): Ray Bennett, David Black, David Bogosian, Mike Broadribb, Adam Connor, Philip Hodge, David Kirby, John Lira, Michael Moosemiller, Joe Natale (Co-author of the 2003 Edition), Doug Olson, Phil Parsons, Adrian Pierorazio, Kelly Thomas, Karen Vilas, David Wechsler, and Joe Zanoni. Editing assistance from Moira Woodhouse, BakerRisk®, is gratefully acknowledged, as well.
Additional acknowledgement is extended to Reid McPhail, CNRL, for his significant and thorough reviews of the manuscript and updating of the tables provided in Appendix B, and to Annette Kyle, for her contributions during the initial stages of this work.
Before publication, all CCPS books are subjected to a thorough peer review process. CCPS gratefully acknowledges the thoughtful comments and suggestions of the peer reviewers. Their work enhanced the accuracy and clarity of these guidelines.
Peer Reviewers:
Jordi Costa Sala | Celanese |
Curtis Clements | Chemours |
Cheryl Grounds | BP; Co-author of the 2003 Edition |
Michael Hiam | BP |
Pete Lodal | Eastman |
Louisa Nara | CCPS |
Keith Noll | Cytec |
John Remy | Lyondell-Basel |
Renato Sampaio | Dow |
Jan Windhorst | Nova Chemicals (Retired); peer reviewer of 2003 Edition |
I appreciate the leadership of the Center for Chemical Process Safety and their work with process safety professionals to advance a culture of ongoing improvement to process safety. It is important to ensure that lessons learned regarding proper siting of facilities, and the layout of process units and equipment within the facility, are identified to enable better evaluations and decisions. As a tri-chair of the Obama Administration Chemical Facility Safety and Security Working Group, these issues were raised during listening sessions held across the United States. Much progress can be made in this area by improving safety, and reducing the impact of incidents and the loss of lives, if facility siting is done in a responsible and effective manner.
Mathy Stanislaus - December 2016
Assistant Administrator in EPA’s Office of Land and Emergency Management
The American Institute of Chemical Engineers (AIChE) has been closely involved with process safety, environmental and loss control issues in the chemical, petrochemical and allied industries for more than four decades. Through its strong ties with process designers, constructors, operators, safety professionals, and members of academia, AIChE has enhanced communications and fostered continuous improvement between these groups. AIChE publications and symposia have become information resources for those devoted to process safety, environmental protection and loss prevention.
AIChE created the Center for Chemical Process Safety (CCPS) in 1985 soon after the major industrial disasters in Mexico City, Mexico, and Bhopal, India in 1984. The CCPS is chartered to develop and disseminate technical information for use in the prevention of accidents. The CCPS is supported by more than 190 industry sponsors who provide the necessary funding and professional guidance to its technical steering committees. The major product of CCPS activities has been a series of guidelines to assist those implementing various elements of the Risk Based Process Safety (RBPS) approach. This book is part of that series.
The CCPS Technical Steering Subcommittee overseeing this guideline was chartered to review and update the 2003 CCPS book, Guidelines for Facility Siting and Layout. This new edition has been written to address the many developments in the last decade which have improved how companies survey and select new sites, evaluate acquisitions or expand their existing facilities. By updating the title, it has been emphasized that this book focuses not only on siting of buildings and unit operations within a facility, but also on siting of facilities within a community.
This guideline addresses issues for those involved in business and project development of hazardous materials and processes, provides guidance for facility layout experts, and provides information for authorities and the public involved in any planning approval consultation process. In addition, this edition notes improvements since the last edition for modeling toxic release dispersions, for modeling explosion overpressure blast effects, for addressing the life cycle and long-term risks of the facility, and for selecting optimal distances between processes and equipment when arranging them within the facility.
You can access the latest versions of the tools, templates and documents for Guidelines for Siting and Layout of Facilities at the CCPS Website:
www.aiche.org/ccps/publications/Siting-tools