General Editor: R.I. Moore
A History of Latin America Available in third edition as “A History of Latin America to 1825”
Peter Bakewell
The Birth of the Modern World
C. A. Bayly
The Origins of Human Society
Peter Bogucki
A History of Russia, Central Asia and Mongolia: Volume I
David Christian
A History of Australia, New Zealand and the Pacific
Donald Denoon, Philippa Mein-Smith and Marivic Wyndham
A History of South-East Asia
Anthony Reid
A History of China
Morris Rossabi
The Western Mediterranean and the World
Teofilo F. Ruiz
A History of India
Second Edition
Burton Stein
A History of Japan
Second Edition
Conrad Totman
This edition first published 2018
© 2018 David Christian
All rights reserved. No part of this publication may be reproduced, stored in a retrieval system, or transmitted, in any form or by any means, electronic, mechanical, photocopying, recording or otherwise, except as permitted by law. Advice on how to obtain permission to reuse material from this title is available at http://www.wiley.com/go/permissions.
The right of David Christian to be identified as the author of this work has been asserted in accordance with law.
Registered Office
John Wiley & Sons, Inc., 111 River Street, Hoboken, NJ 07030, USA
John Wiley & Sons Ltd, The Atrium, Southern Gate, Chichester, West Sussex, PO19 8SQ, UK
Editorial Office
350 Main Street, Malden, MA 02148-5020, USA
For details of our global editorial offices, customer services, and more information about Wiley products visit us at www.wiley.com.
Wiley also publishes its books in a variety of electronic formats and by print-on-demand. Some content that appears in standard print versions of this book may not be available in other formats.
Limit of Liability/Disclaimer of Warranty
While the publisher and authors have used their best efforts in preparing this work, they make no representations or warranties with respect to the accuracy or completeness of the contents of this work and specifically disclaim all warranties, including without limitation any implied warranties of merchantability or fitness for a particular purpose. No warranty may be created or extended by sales representatives, written sales materials or promotional statements for this work. The fact that an organization, website, or product is referred to in this work as a citation and/or potential source of further information does not mean that the publisher and authors endorse the information or services the organization, website, or product may provide or recommendations it may make. This work is sold with the understanding that the publisher is not engaged in rendering professional services. The advice and strategies contained herein may not be suitable for your situation. You should consult with a specialist where appropriate. Further, readers should be aware that websites listed in this work may have changed or disappeared between when this work was written and when it is read. Neither the publisher nor authors shall be liable for any loss of profit or any other commercial damages, including but not limited to special, incidental, consequential, or other damages.
Library of Congress Cataloging-in-Publication Data
Christian, David, 1946–
A history of Russia, Central Asia and Mongolia / David Christian.
p. cm. – (Blackwell History of the world)
Includes bibliographical references and index.
Contents: v. 1. Inner Eurasia from prehistory to the Mongol Empire
ISBN 978-0-631-18321-1 (hbk : alk. paper). ISBN 978-0-631-20814-3 (pbk : alk. paper)
v. 2. Inner Eurasia from the Mongol Empire to Today, 1260-2000
ISBN 978-0-631-21038-2 (hbk : alk. paper). ISBN 978-0-631-21039-9 (pbk : alk. paper)
1. Former Soviet republics–History. 2. Mongolia–History. 3. Sinkiang Uighur
Autonomous Region (China)–History I. Title. II. Series.
DK40 .C49 1998
950–dc21
98–3677
Cover image: Heritage Image Partnership Ltd / Alamy Stock Photo
Cover design by Wiley
There is nothing new in the attempt to grasp history as a whole. To understand how humanity began and how it has come to its present condition is one of the oldest and most universal of human needs, expressed in the religious and philosophical systems of every civilization. But only in the last few decades has it begun to appear both necessary and possible to meet that need by means of a rational and systematic appraisal of current historical knowledge. Until the middle of the nineteenth century history itself was generally treated as a subordinate branch of other fields of thought and learning – of literature, rhetoric, law, philosophy, or religion. When historians began at that time to establish its independence as a field of scholarship in its own right, with its own subject matter and its own rules and methods, they made it in practice not the attempt to achieve a comprehensive account of the human past, but the history of western Europe and of the societies created by European expansion and colonization. In laying the scholarly foundations of their discipline they also reinforced the Enlightenment's belief in the advance of “civilization” (and, more recently, of “western civilization”), and made it in this form, with relatively minor regional variations, the basis of the teaching of history almost everywhere for most of the twentieth century. Research and teaching of the histories of other parts of the world developed mainly in the context of area studies like those of ancient Greece and Rome, rooted in philology, and conducted through the exposition of the canonical texts of their respective languages.
While those approaches prevailed world history as such remained largely the province of thinkers and writers principally interested in constructing theoretical or metaphysical systems. Only towards the end of the twentieth century did the community of academic historians begin to recognize it as a proper and even urgent field for the application of their particular knowledge and skills. The inadequacy of the traditional parameters of the discipline is now widely acknowledged, and the sense is growing that a world facing a common future of headlong and potentially catastrophic transformation needs its common history. The realization of such a history has been delayed, however, by simple ignorance on the one hand – for the history of enormous stretches of space and time has until very recently been known not at all, or so patchily and superficially as not to be worth revisiting – and on the other by the lack of a widely acceptable basis upon which to organize and discuss what is nevertheless the enormous and enormously diverse knowledge that we have.
The first of those obstacles is now being rapidly overcome. There is almost no part of the world or period of its history that is not the object of energetic and sophisticated investigation by archaeologists and historians. The expansion of the horizons of academic history since the 1980s has been dramatic. The quality and quantity of historical research and writing have risen exponentially in each decade, and the advances have been most spectacular in some of the areas previously most neglected. The academics have not failed to share the results of their labors. Reliable and accessible, often brilliant, accounts are now readily available of regions, periods, and topics that even 20 years ago were obscure to everyone but a handful of specialists. In particular, collaborative publication, in the form of volumes or sets of volumes in which teams of authors set forth, in more or less detail, their expert and up-to-date conclusions in the field of their research, has been a natural and necessary response to the growth of knowledge. Only in that way can non-specialists, at any level, be kept even approximately in touch with the constantly accelerating accumulation of information about the past.
Yet the amelioration of one problem exacerbates the other. It is truer than it has ever been that knowledge is growing and perspectives multiplying more quickly than they can be assimilated and recorded in synthetic form. We can now describe a great many more trees in a great deal more detail than we could before. It does not always follow that we have a better view of the wood. Collaboration has many strengths, but clarity, still less originality of vision, is rarely foremost among them. History acquires shape, structure, relevance – becomes, in the fashionable catchphrase, something for thinking with – by advancing and debating new suggestions about what past societies were like, how they worked and why they changed over long periods of time, how they resembled and why they differed from other societies at other times and in other parts of the world, and how they interacted with one another. Such insights, like the sympathetic understanding without which the past is dead, are almost always born of individual creativity and imagination. That is why each volume in this series embodies the work and vision of a single author. Synthesis on such a scale demands learning, resolution, and, not least, intellectual and professional courage of no ordinary degree. We have been singularly fortunate in finding scholars of great distinction who are willing to undertake it.
There is a wealth of ways in which world history can be written. The oldest and simplest view, that it is best understood as the history of contacts between peoples previously isolated from one another, from which (as some think) all change arises, is now seen to be capable of application since the earliest times. An influential alternative focuses on the tendency of economic exchange to create self-sufficient but ever expanding “worlds” which sustain successive systems of power and culture. Another seeks to understand the differences between societies and cultures, and therefore the particular character of each, by comparing the ways in which their values, social relationships, and structures of power have developed. The rapidly developing field of ecological history returns to a very ancient tradition of seeing interaction with the physical environment, and with other animals, at the center of the human predicament, while insisting that its understanding demands an approach which is culturally, chronologically, and geographically comprehensive. More recently still “Big History,” led by a contributor to this series, has begun to show how human history can be integrated with that not only of the natural, but of the cosmic environment, and better understood in consequence.
The Blackwell History of the World seeks not to embody any single approach, but to support them all, as it will use them all, by providing a modern, comprehensive, and accessible account of the entire human past. Each volume offers a substantial overview of a portion of world history large enough to permit, and indeed demand, the reappraisal of customary boundaries of regions, periods, and topics, and in doing so reflects the idiosyncrasies of its sources and its subjects, as well as the vision and judgment of its author. The series as a whole combines the indispensable narratives of very long-term regional development with global surveys of developments across the world, and of interaction between regions and what they have experienced in common, or visited upon one another, at particular times. Together these volumes will provide a framework in which the history of every part of the world can be viewed, and a basis upon which most aspects of human activity can be compared across both time and space. A frame offers perspective. Comparison implies respect for difference. That is the beginning of what the past has to offer the future.
R. I. Moore
The editor is grateful to all the contributors for advice and assistance on the design and contents of the series as a whole, as well as on individual volumes. Both editor and contributors wish to place on record, individually and collectively, their thanks to John Davey, formerly of Blackwell Publishing, without whose vision and enthusiasm the series could not have been initiated, and to his successor Tessa Harvey, without whose energy, skill, and diplomacy, sustained over many years, it could not have been realized.
This book has been very long in the writing, and I have accumulated many debts as I have written it. While working on it, I had positions in history departments at Macquarie University and San Diego State University, and I want to thank both departments and universities for providing friendly and collegial environments, for granting periods of sabbatical leave, and for financial support during research trips and trips to conferences. Colleagues in both universities offered innumerable suggestions, ideas, insights, and references. I also want to thank librarians at both universities for their help in finding and ordering books. I spent productive periods of research leave at the Kluge Institute of the Library of Congress, the National Humanities Center in North Carolina, the library of the School of Slavonic and Eastern European Studies and the British Library in London, the Russian State Library (former Lenin Library) in Moscow, the Widener Library at Harvard, the University of Sydney, and the Australian National University in Canberra. I also received a generous grant from the Australian Research Council in 2010; that gave me the time, travel, and resources needed to finish this huge project.
I owe too many debts to too many colleagues to list all individually, but I do want to thank some whose conversations over the years have provided unexpected and valuable insights. They include (in alphabetical order) Tom Allsen, Richard Bosworth, Terry Burke, Nick Doumanis, Ross Dunn, Sheila Fitzpatrick, Steven Fortescue, Graeme Gill, Geoffrey Hosking, Sasha Pavkovic, Daniel Waugh, Stephen Wheatcroft, and many, many others.
Bob Moore commissioned this entire project, and has kept a kindly eye on it over a much longer period than I care to remember. He has been immensely patient, supportive, and encouraging. I grew up in Nigeria, where my first, and perhaps best, teacher was my mother, Carol. Chardi, Joshua, and Emily have put up with this project, and the absences and research trips it involved, over many years, with love and generosity. I owe my family an immense debt for their love and support. I also want to thank my extremely able and conscientious research assistants, Mandy Kretzschmar and Lana Nadj, who helped with bibliographical research and ensured some consistency in the spelling of words and names in many different languages. My editors at Wiley Blackwell, Haze Humbert, Fiona Screen, and Brigitte Lee Messenger, did a superb job of ensuring stylistic consistency in a complex manuscript.
I alone am responsible for remaining errors of fact, emphasis, and logic, and for not managing to cover all of the rich scholarship on the vast territory traversed by this book.