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Responsible Research and Innovation Set

coordinated by Bernard Reber

Volume 5

The Hermeneutic Side of Responsible Research and Innovation

Armin Grunwald

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Foreword

The author of this book has three precious skills to offer in the understanding and implementation of responsible research and innovation (RRI). He has been trained in physics, he is a philosopher and an important practitioner in the field of technological assessment (TA) and its inclusive form of participatory technological assessment (PTA). For this last reason, this book is very welcome to extend the content of the previous volume (Volume 4) in this set of books, Precautionary Principle, Moral Pluralism and Deliberation. Sciences and Ethics. Some of the problems addressed in both texts, practically and theoretically, are common to both the PTA and RRI fields. Armin Grunwald thinks that there is quite nothing new with RRI compared to PTA. In this way he replaces the novelty of RRI in a 30-year tradition, mainly developed in Europe, at least with public institutions, when these experiments are operated mainly by the private sector or universities out of this area.

As a physicist in charge of one of the biggest TA and PTA institutions, he could have insisted on the different ways to calculate the different risks of emerging technologies. Instead of calculation he appeals to forms of discourse. Indeed, before emerging in research programs, new technologies are produced in different narratives. What is a new trend in political discourses, “tell us a story for this project”, from a small program up to a European building, is true in innovation and research as well. As he writes, this book is to decipher the meaning assigned to new and emerging science and technology (NEST). When the so-called post-modern philosophies have preached their end, the big stories come back just like a boomerang. This need of a story is perhaps because of the fragmentation of knowledge necessary for developing the new technologies and in a second step their socio-political impacts on societies. The place of technologies in the globalization process is central. There would be no globalization without technologies, they are in transportation, information or communication and human biology. The RRI pillar pleading for open science is only a partial solution to the problem of the fragmentation of knowledge. As a medicine – the pharmakon, remedy, poison and scapegoat in Phaedrus exploited by the French philosopher Jacques Derrida – it can heal, but at the same time it can make the problem worse.

The action of assigning meaning, central to this book, is very close to the core of responsibility. One of the meanings of responsibility is imputation as presented in Volume 3 of this set by Sophie Pellé and Bernard Reber (From Ethical Review to Responsible Research and Innovation). Indeed, the meaning thus stands – just as, for example, that of responsibility (Chapter 2) – in a social and communicative context in which arguments for attributions are expected but can also be controversial.

Armin Grunwald conveys here another philosophical tradition: the hermeneutic one. From the theological field dealing with the study of texts, to Heidegger, Gadamer, Ricoeur, this prolific sub-field of philosophy is specialized on the problem of interpretation. While the previous volume (Volume 4) was mainly focused on argumentation, this volume largely opens the space to interpretation. The problem of narrative is an “uncharted territory” in RRI debates. The field of new and emerging science and technology does not focus on those technologies as such. A breakthrough technical or scientific success does not have any societal meaning per se. Therefore, it is important to see how these meanings are created and disseminated. Attribution of responsibilities to new technology takes place at a very early stage of development. The assignment of meaning may even be decisive for social acceptance or rejection of technology.

Where Ricoeur was more interested in the identity problem, with five determinations of the human capacities – language, action, narration, ethics (responsibility) and memory – Armin Grunwald in his three forms of hermeneutics has introduced actions mediated by technologies, when some are sophisticated, and turned into the future.

This text echoes further volumes in three different ways.

Firstly, it deals with uncertain futures as in Volumes 1–4. The major origins of the production and assignment of meaning is based on techno-visionary futures and approaches to define and characterize new fields of science and technology, as Armin Grunwald has presented in detail, especially in Chapters 3 and 4. Indeed, these narratives play a decisive role in determining the nature of what is new. This is also true as an element in the ethical theories (see Volume 4). It follows here more a pragmatic line, meaning something (objects) for someone (addressee).

Secondly, these techno-visionary futures play an important role in what some present as anticipatory governance. Volume 4 of the set insisted more on the famous precautionary principle. We have here a contribution in the debate between anticipation and precaution. But traditional approaches based on consequentialist reasoning no longer work. We are facing problems of reliability. If the precautionary principle is used in cases where we have no means to build on reliable probabilities, these visions of the futures could have a role in the assessment.

In the debate regarding anticipatory governance, Grunwald puts more emphasis on the meaning of the projections as expressions of today’s diagnoses, perceptions, expectations, attitudes, hopes and fears instead of interpreting them as anticipation. We have another way to speak about the communicational expectations of Habermas, less normative and more focused on the objects than the people taking part in the interactions.

Thirdly, Armin Grunwald recognizes that he is mainly focused of the beginnings of a hermeneutic circle of reaching an understanding on the meaning of NEST developments. However, this initial station of the attribution of meaning is very crucial since it limits the diversity of alternatives. We find here a defence of the diversity of possibles and the recognition of the contested future, already tackled as an important issue between ethics and efficacy (Volume 1).

Fourthly, Armin Grunwald returns back to deliberation. We find in another way the theories of deliberative democracy, exposed and criticized in Volumes 3 and 4 of the set. Grunwald wants to clarify the roots of RRI and contribute to a more transparent democratic debate over the direction and the utilization of scientific and technological progress. A task that requires public involvement.

The hermeneutic approach sketched out in this book will hopefully contribute to the development and application of a new type of reasoning and policy advice in debates on future technology beyond traditional consequentialism. Different emerging technologies are studied through this interdisciplinary hermeneutic approach: nanotechnology, synthetic biology, human and animal enhancement, autonomous technologies, robots, technologies to fight against global warming. Very creative, clear as well as based on improved methods, this book unfolds an ambitious research project and a worthy contribution to philosophy.

Bernard Reber
October 2016

Preface

Responsible research and innovation (RRI) has become an intensively debated concept for shaping future science, technology and innovation. This book is dedicated to the hermeneutic dimension of this concept by focusing on the first steps of emerging RRI debates. The main message is that the object of responsibility must be extended: beyond scrutinizing the responsibility for possible consequences of new science and technology in a more distant future, it is highly relevant to carefully observe the assignment of meaning to new science and technology in early stages of their development. Meaning is attributed by relating new science and technology to social and usually techno-visionary futures as well as by definitions and characterizations of these new fields. The aims of this book are to uncover these processes of assigning meaning, to put them in the context of responsibility, and to sketch a hermeneutic approach as an interdisciplinary research program for achieving a better understanding.

This book builds on research done by the author in the recent years and develops it further. An explanation of the origins of the various chapters and their relation to preceding work at the end of this book makes the novel approach transparent and shows clearly where I refer to existing work. The notion of hermeneutics with which I experimented over the last years serves as a conceptual umbrella.

Thanks have to be expressed in different respects. First, I would like to warmly thank Bernard Reber for inviting me to publish this book in the Responsible Research and Innovation set of books. Second, I highly benefited from many debates on RRI with my colleagues from the Institute for Technology Assessment and Systems Analysis (ITAS) and with many colleagues from all over the world. Third, the fantastic work of Sylke Wintzer, Miriam Miklitz, and Michael Wilson on translation and proofreading made it possible to publish this book in excellent quality. Last but not least, I would like to thank Nina Katharina Hauer for carefully organizing the references and the bibliography.

Armin GRUNWALD
September 2016