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Attainable Region Theory

An Introduction to Choosing an Optimal Reactor

 

By

 

David Ming

University of the Witwatersrand, Johannesburg

 

David Glasser and Diane Hildebrandt

Material and Process Synthesis research unit, University of South Africa

 

Benjamin Glasser

Rutgers, The State University of New Jersey

 

Matthew Metzger

Merck & Co., Inc

 

 

 

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Preface

The problem that this book sets out to solve can be formulated very simply. Given a set of chemical reactions with known kinetics, what is the best reactor that can be used to carry out the set of reactions. As easy as the question is to ask, the answer is not obvious, as on the face of it there are an infinite number of possibilities. What this preface will do is to outline the 50-year journey to solve this problem. This history also embodies a cautionary tale for those doing (and wanting to do) research.

I did my PhD looking at a reaction and its kinetics. As a result of this, I became interested in chemical reactor theory. I remember, in particular, the excellent books of Denbigh and Levenspiel. Both of them talked about the aforementioned problem and documented some heuristics to help industrialists to come up with some solutions. However, it was recognized that these heuristics were sometimes contradictory.

At that stage, I became interested in optimization in general. Also, on my first sabbatical leave, I was able to work with some of the greats of chemical engineering (Stanley Katz, Reuel Shinnar, and Fritz Horn) and became involved solving some more limited optimization problems, such as using contact times for catalytic reactions, and minimizing holding times for a series of continuous-flow stirred tank reactors (CSTRs). Also it was at this time that I became interested in using Pontryagin's maximum principle (developed for space exploration problems) on chemical reactor problems. This was the stage that I, at first, thought we could solve the main problem by extending residence time distribution theory to nonlinear kinetics. There was the well-known result for segregated systems that one could work out conversions for all kinetics using the residence time distribution. I thought we should be able to extend this theory for all possible reactors and then use the maximum principle to solve the general problem.

On the next two sabbaticals, I worked with Roy Jackson and Cam Crowe to take this idea further, and in the end, much to our joy, Roy Jackson and I solved the problem (after 15 years!). The joy soon evaporated as we realized that even though we had a complete description for all possible reactors with nonlinear kinetics, in order to solve the main problem we had to find a function that could have a non-countable infinity of changes with possibly some of the values going to infinity. This was clearly an impossible problem to solve.

This meant going back to the drawing board! I started to fiddle with some simple problems from the literature by drawing simple two-dimensional graphs. What I soon realized is that if there were concavities on the graphs, they could be filled in with straight lines to make what are called convex hulls. What was really exciting was that these lines were nothing more than mixing between two points on the graph. Out of this came the idea that a reactor was a system that was made up of two processes: reaction and mixing. Each of these processes can be represented on a graph as vectors. Suddenly, the problem I was looking at changed to a geometric one, as I was now looking at making the region in the space as large as possible using the two vector processes. When visiting Martin Feinberg at Rochester, he drew my attention to a paper by Fritz Horn that talked about what he termed attainable regions (ARs). That is, in this context, the largest region in some component space that one could obtain using any processes. He showed that if one had this AR, the optimization problem was relatively simple. Without at first realizing what I was doing, I had found a geometric way of finding the AR for reacting systems. At this stage, I was only doing it graphically on problems that could be represented in two dimensions.

At this stage, it became clear why one could not solve this problem using standard optimization methods. This was because mixing is not a differential process in the ordinary sense. That is, one could not use methods that only looked in the immediate neighborhood as one could mix from any point that was itself attainable, and this could be far from the neighborhood of the point we were examining. An interesting point is that the AR method can solve these non-continuous problems, and so is essentially a new method of optimization, but to the best of my knowledge this idea has not been taken up in other fields of study.

When I arrived back from sabbatical, I looked for a student to work on the problem to extend the results. At this stage, Diane Hildebrandt, who I had taught as an undergraduate, and had done her MSc with me , was looking for a PhD project. I warned her that the project was a little open-ended. However, she was sufficiently interested in the topic (was this brave or foolhardy?) to want to work on it. In the end, out of her work, came the foundations of our work on AR theory. At last, we had a method that could solve the problem I had started out to look at more than 20 years earlier.

What is really interesting (and important) is that we were able to solve a problem that was generally regarded as impossible by thinking about it in a very different way. Instead of trying to answer the problem of finding the optimal reactor in one step, we had first asked what processes are occurring in a chemical reactor, how can we represent them, and how can we then use these processes to ask what are all possible outcomes. Only at this stage do we look at how to perform the optimization. By breaking the problem up into smaller stages, in the end, we were able to solve it.

  1. 1. Passion
  2. 2. Patience
  3. 3. Perseverance
  4. 4. Persuasion

I believe the history of this book typifies all of these aspects.

Passion

If I (and others) had not believed that this project was worthy of spending time on it, it would not have been done.

Patience

I worked patiently on it for 15 years to get an answer that was of no real use.

Perseverance

Perseverance is the hard work you do after you get tired of doing the hard work you already did. —Newt Gingrich. I believe this speaks for itself in the context of this work.

Persuasion

It is not sufficient to do good work on its own; one needs to persuade the rest of the world. We really struggled with this! Thomas Grey said it all.

Full many a gem of purest ray serene,
the dark unfathomed caves of ocean bear,
full many a flower is born to blush unseen
to waste its sweetness on the desert air
David Glasser