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Fourth Edition
Cover photo courtesy of NASA.
Copyright © 2012 by the Institute of Electrical and Electronics Engineers, Inc.
Published by John Wiley & Sons, Inc., Hoboken, New Jersey. All rights reserved.
Published simultaneously in Canada
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Library of Congress Cataloging-in-Publication Data:
Laplante, Phillip A.
Real-time systems design and analysis : tools for the practitioner / Phillip A. Laplante, Seppo J. Ovaska.—4th ed.
p. cm.
ISBN 978-0-470-76864-8 (hardback)
1. Real-time data processing. 2. System design. I. Ovaska, Seppo J., 1956- II. Title.
QA76.54.L37 2012
004'.33–dc23
2011021433
oBook ISBN: 9781118136607
ePDF ISBN: 9781118136577
ePub ISBN: 9781118136591
eMobi ISBN: 9781118136584
Phil:
To Nancy, Chris and Charlotte, with all my love
Seppo:
To Helena, Sami and Samu—my everything
This book is an introductory text about real-time systems—systems where timeliness is a crucial part of the correctness of the system. Real-time software designers must be familiar with computer architecture and organization, operating systems and related services, programming languages, systems and software engineering, as well as performance analysis and optimization techniques. The text provides a pragmatic discussion of these subjects from the perspective of the real-time systems designer. Because this is a staggering task, depth is occasionally sacrificed for breadth. Nevertheless, thoughtful suggestions for additional literature are provided where depth has been sacrificed due to the available page budget or other reasons.
This book is intended for junior–senior level and graduate computer science, computer engineering and electrical engineering students, as well as practicing software, systems and computer engineers. It can be used as a graduate level text if it is supplemented with an advanced reader or a focused selection of scholarly articles on a specific topic (which could be gathered from the up-to-date bibliographies of this edition). Our book is especially useful in an industrial setting for new real-time systems designers who need to get “up to speed” very quickly. Earlier editions of this book have been used in this way to teach short courses for several industrial clients. Finally, we intend for the book to be a desk reference of long-lasting value, even for experienced real-time systems designers and project managers.
The reader is assumed to have basic knowledge in programming in one of the more popular languages, but other than this, the prerequisites for this text are minimal. Some familiarity with discrete mathematics is helpful in understanding some of the formalizations, but it is not essential.
Since there are several preferred languages for real-time systems design, such as Ada, C, C++, C#, and increasingly, Java, it would be unjust to focus this book on one language, say C, when the theory and framework should be language independent. However, for uniformity of discussion, certain points are illustrated, as appropriate, in generic assembly language and C.
While the provided program codes are not intended to be ready-to-use, they can be easily adapted with a little tweaking for use in a real system.
This book is organized into nine chapters that are largely self-contained. Thus, the material can be rearranged or omitted depending on the background and interests of the instructor or reader. It is advised, however, that Chapter 1 would be explored first, because it contains an introduction to real-time systems as well as the necessary terminology.
Each of the chapters contains both easy and more challenging exercises that stimulate the reader to confront actual problems. The exercises, however, cannot serve as a substitute for carefully planned laboratory work or practical experience.
The first chapter provides an overview of the nature of real-time systems. Much of the basic vocabulary relating to real-time systems is developed along with a discussion of the main challenges facing the real-time system designer. Besides, a brief historical review is given. The purpose of this chapter is to foreshadow the rest of the book as well as quickly acquaint the reader with pertinent terminology.
The second chapter presents a detailed review of central computer architecture concepts from the perspective of the real-time systems designer. Specifically, the impact of advanced architectural features on real-time performance is discussed. The remainder of the chapter outlines different memory technologies, input/output techniques, and peripheral support for embedded systems. The intent here is to increase the reader’s awareness of the impact of the computer architecture on various design considerations.
Chapter 3 provides the core of the text for those who are building practical real-time systems. This comprehensive chapter describes the three principal real-time kernel services: scheduling/dispatching, intertask communication/synchronization, and memory management. It also covers special problems inherent in these designs, such as deadlock and priority inversion.
Chapter 4 begins with a discussion of specific language features desirable in good software engineering practice in general and real-time systems design in particular. An evaluative review of several widely used programming languages in real-time systems design, with respect to these features, follows. Our intent is to provide explicit criteria for rating a language’s ability to support real-time systems and to alert the user to the possible drawbacks of using each language in real-time applications.
In Chapter 5, the nature of requirements engineering is first discussed. Then a collection of rigorous techniques in real-time system specification is presented with illustrative examples. Such rigorous methods are particularly useful when automatic design and code-generation approaches are to be used later in the development life cycle. Next, structured and object-oriented methodologies are discussed as alternative paradigms for requirements writing. At the end of this chapter, an extensive case study is provided.
Chapter 6 surveys several commonly applied design specification techniques used in both structured and object-oriented design. An emphasis on their applicability to real-time systems is made throughout. No single technique is a silver bullet, and the reader is encouraged to adopt his or her own formulation of specification techniques for the given application. A comprehensive design case study is also provided.
Chapter 7 discusses performance analysis techniques based on diverse estimation approaches. The proposed toolset is fully usable even before it is possible to perform any direct measurements. Moreover, a pragmatic discussion on the use of classical queuing theory for analyzing real-time systems is provided. Input/output performance issues are considered with an emphasis on buffer-size calculation. Finally, a focused analysis of memory utilization in real-time systems is presented.
Chapter 8 discusses additional software engineering considerations, including the use of software metrics and techniques for improving the fault-tolerance and overall reliability of real-time systems. Later in the chapter, different techniques for improving reliability through rigorous testing are discussed. Systems integration and performance optimization issues are also considered.
In Chapter 9, we look to the future of real-time systems hardware, software, and applications. Much of this chapter is speculative, and we had great fun imagining things yet to come and the way things ought to be with respect to real-time systems technology. This chapter forms a fruitful basis for class discussions, debates, and student projects.
When our book is used in a university course, typically students are asked to build a real-time multitasking system of their choice. Usually, it is a game on a PC, but some students can be expected to build embedded hardware controllers of moderate complexity. The authors’ assignment to the reader would be to build such a game or simulation, using at least the coroutine model. The application should be useful or at least pleasing, so some sort of a game is a good choice. The mini-project should take no more than 20 hours and cover all phases of the software life cycle model discussed in the text. Hence, those readers who have never built a real-time system will have the benefit of the instructive experience.
Real-time systems engineering is based on more than 50 years of experience and global contributions by numerous individuals and organizations. Rather than clutter the text with endless citations for the origin of each idea, the authors chose to cite only the key ideas where the reader would want to seek out the source for further reading. Some of the text is adapted from two other books written by the first author on software engineering and computer architecture, Laplante (2003) and Gilreath and Laplante (2003), respectively. Where this has been done, it is so noted.
Many solid theoretical treatments of real-time systems exist, and where applicable, they are noted. Nonetheless, these books or journal articles are sometimes too theoretical for practicing software engineers and students who are often impatient to wade through the derivations for the resultant payoff. They want results that they can use now in the trenches, and they want to see how they can be used, not just know that they exist. In this text, an attempt is made to distill the most valuable of the theoretical results, combined with practical experience and insight to provide a toolkit for the practitioner.
This book contains extensive bibliographies at the end of each chapter. Where verbatim phrases were used, and where a figure came from another source, the authors tried to cite it appropriately. However, if any were inadvertently overlooked, the authors wish to correct the unfortunate error. Please notify the authors if you find any errors of omission, commission, citation, and so forth by e-mail, at plaplante@psu.edu or seppo.ovaska@aalto.fi, and they will be corrected at the next possible opportunity.
Since 1992, thousands of copies of the first three editions of this book have been sold to the college text and professional markets throughout the world. The only thing more gratifying than its adoption at such prestigious universities as Carnegie Mellon University, the University of Illinois at Urbana-Champaign, Princeton University, the United States Air Force Academy, Polytechnic University, and many others around the world, has been the enthusiastic feedback received from numerous individuals thankful for the influence that the book has had on them. The continuing international success of the first three editions along with recent technological advancements demanded that a fourth edition be produced.
The most fundamental change in the fourth edition is a new co-author, Dr. Seppo Ovaska, whose vast experience greatly complements that of the first author and adds a strong and timely international perspective.
The fourth edition addresses the important changes that have occurred in the theory and practice in the construction of real-time systems since the publishing of the third edition in 2004. Chapters 1–8 have been carefully revised to incorporate new material, correction of errors, and elimination of outdated material. Moreover, Chapter 9 is a brand-new chapter devoted to future visions on real-time systems. Totally new or substantially revised discussions include:
While approximately 30% of previous material has been discarded, another 40% has been added, resulting in a unique and modern text. In addition, several new examples have been included to illustrate various important points. Hence, it is with pride and a sense of accomplishment that we are presenting this timely and carefully composed book to students and practicing engineers.
PHILLIP A. LAPLANTE
West Chester, Pennsylvania
Seppo J. Ovaska
Hyvinkää, Finland
August 2011
W. F. Gilreath and P. A. Laplante, Computer Architecture: A Minimalist Approach. Norwell, MA: Kluwer Academic Publishers, 2003.
P. A. Laplante, Software Engineering for Image Processing. Boca Raton, FL: CRC Press, 2003.
Phil Laplante wishes to thank his dear friend Dr. Seppo Ovaska for being the perfect collaborator. Easy to work with, Seppo’s industriousness, experience, insight, patience, and attention to detail perfectly complemented Phil’s strengths and weaknesses. The vast majority of differences between the third and fourth editions are due to Seppo’s hard work. As a result of Seppo’s contributions, the fourth edition is far superior to any previous edition of this book. And this book is now as much his vision and legacy, as the first three editions were mine.
Phil also wishes to thank his wife Nancy and his children Christopher and Charlotte for putting up with the seemingly endless work on this manuscript and too many other projects to mention over these many years.
Seppo: I am grateful to my wife Helena and my sons Sami and Samu for everything we have experienced together. Although it is a tiny gesture compared with all that you have given to me, I humbly dedicate this book to you. And finally, Phil, it was a true pleasure to work with you in this exciting and rewarding book project.
P.A.L.
S.J.O.