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Library of Congress Cataloging-in-Publication Data:
Handbook of autism and pervasive developmental disorders / edited by Fred R. Volkmar, Sally J. Rogers, Rhea Paul, and Kevin A. Pelphrey.--Fourth edition.
Autism and pervasive developmental disorders
Includes bibliographical references and indexes.
ISBN 978-1-118-10702-7 (v. 1 : cloth : alk. paper)
ISBN 978-1-118-10703-4 (v. 2 : cloth : alk. paper)
ISBN 978-1-118-14068-0 (set : cloth : alk. paper)
ISBN 978-0-471-69442-7 (ebk.)
ISBN 978-1-118-28219-9 (ebk.)
I. Volkmar, Fred R., editor of compilation. II. Rogers, Sally J., editor of compilation. III. Paul, Rhea, editor of compilation. IV. Pelphrey, Kevin Archer, editor of compilation. V. Title: Autism and pervasive developmental disorders.
[DNLM: 1. Child Development Disorders, Pervasive. WS 350.8.P4]
RJ506.A9
618.92′85882---dc23
2013034363
Contributors
George M. Anderson, PhD
Child Study Center
Yale University School of Medicine
New Haven, Connecticut
Karla K. Ausderau, PhD
Kinesiology Department
University of Wisconsin–Madison
Madison, Wisconsin
Grace T. Baranek, PhD, OTR/L, FAOTA
Department of Allied Health Sciences
University of North Carolina at Chapel Hill
Chapel Hill, North Carolina
Erin E. Barton, PhD, BCBA-D
School of Education and Human Development
University of Colorado, Denver
Nirit Bauminger-Zviely, PhD
School of Education
Bar-Ilan University
Ramat-Gan, Israel
Scott Bellini, PhD
Social Skills Research Clinic
School Psychology Program
Indiana University
Bloomington, Indiana
Raphael A. Bernier, PhD
Center on Human Development and Disability
University of Washington
Seattle, Washington
Stefanie Bodison, OTD, OTR/L, C/NDT
Division of Occupational Science and Occupational Therapy
University of Southern California
Los Angeles, California
Leah Langford Booth, MS, CCC-SLP
Child Study Center
Yale University School of Medicine
New Haven, Connecticut
Kristen Bottema-Beutel, PhD
Department of Special Education
Vanderbilt University
Nashville, Tennessee
Brian A. Boyd, PhD
University of North Carolina at Chapel Hill
Chapel Hill, North Carolina
Jane Thierfeld Brown, EdD
University of Connecticut
School of Law
Hartford, Connecticut
Ariane Buescher, MSc
Personal Social Service Research Unit
London School of Economics and Political Science
London, United Kingdom
Alice S. Carter, PhD
Department of Psychology
University of Massachusetts, Boston
Boston, Massachusetts
Manuel F. Casanova, MD
Department of Psychiatry
University of Louisville
Louisville, Kentucky
Ya-Chih Chang, PhD
Center for Autism Research and Treatment
University of California
Los Angeles, California
Katarzyna Chawarska, PhD
Child Study Center
Yale University School of Medicine
New Haven, Connecticut
Frank Cicero, PhD, BCBA
Eden II Programs
Staten Island, New York
Elaine E. Coonrod, PhD
TEACCH Autism Program
University of North Carolina at Chapel Hill
Chapel Hill, North Carolina
Christina Corsello, PhD
Autism Discovery Institute
San Diego, California
Naomi Ornstein Davis, PhD
Department of Psychiatry
Duke University Medical Center
Durham, North Carolina
Whitney J. Detar, PhD
Graduate School of Education
University of California, Santa Barbara
Goleta, California
Oana de Vinck-Baroody, DO
Developmental-Behavioral Pediatrics
Yale School of Medicine
New Haven, Connecticut
Peter Doehring, PhD
ASD Roadmap
Chadds Ford, Pennsylvania
Shaunessy M. Egan, MS Ed, BCBA
Center for Children with Special Needs
Glastonbury, Connecticut
Ruth Blennerhassett Eren, EdD
Professor of Special Education
Southern Connecticut State University
New Haven, Connecticut
Donia Fahim, PhD, Cert. MRCSLT
Hunter College
City University of New York
New York, New York
Kate E. Fiske, PhD, BCBA-D
Douglass Developmental Disabilities Center
Rutgers, The State University of New Jersey
New Brunswick, New Jersey
Eric Fombonne, MD
Department of Psychiatry
McGill University
Montreal, Quebec, Canada
Solandy Forte, MSW, BCBA
Center for Children with Special Needs
Glastonbury, Connecticut
Megan Freeth
Psychology Department
University of Sheffield
Western Bank, Sheffield, United Kingdom
Lauren Gardner, PhD
Boling Center for Developmental Disabilities
University of Tennessee Health Science Center
Memphis, Tennessee
Peter F. Gerhardt, EdD
Organization for Autism Research
Arlington, Virginia
Mark P. Groskreutz, PhD
Southern Connecticut State University
New Haven, Connecticut
Rebecca Grzadzinski
Teachers College
Columbia University
New York, New York
Abha R. Gupta, MD
Department of Pediatrics
Yale University School of Medicine
New Haven, Connecticut
Laura J. Hall, PhD
Department of Special Education
San Diego State University
San Diego, California
Antonia Hamilton, PhD
School of Psychology
University of Nottingham
Nottingham, United Kingdom
Jan S. Handleman (deceased)
Sandra L. Harris, PhD
Douglass Developmental Disabilities Center
Rutgers, The State University of New Jersey
New Brunswick, New Jersey
Irva Hertz-Picciotto, PhD
Division of Environmental and Occupational Health
and
MIND Institute
UC Davis Medical Center
University of California, Davis
Davis, California
Alison Presmanes Hill, MS, PhD
Department of Pediatrics
Oregon Health & Sciences University
Beaverton, Oregon
R. Peter Hobson, MD
Institute of Child Health
University College London
London, United Kingdom
Patricia Howlin, MSc, PhD
St. George's Hospital Medical School
University of London
London, United Kingdom
Kara A. Hume, PhD
FPG Child Development Institute
University of North Carolina at Chapel Hill
Carrboro, North Carolina
Lisa V. Ibañez
University of Washington Autism Center
Seattle, Washingon
Brooke Ingersoll, PhD
Department of Psychology
Michigan State University
East Lansing, Michigan
William R. Jenson, PhD
Department of Educational Psychology
University of Utah
Salt Lake City, Utah
Connie Kasari, PhD
Center for Autism Research and Treatment
University of California at Los Angeles
Los Angeles, California
So Hyun Kim, PhD
Child Study Center
Yale University School of Medicine
New Haven, Connecticut
Martin Knapp
London School of Economics and Political Science
King's College London
London, United Kingdom
Lynn Kern Koegel, PhD
Koegel Autism Center
University of California, Santa Barbara
Goleta, California
Robert L. Koegel, PhD
Koegel Autism Center
University of California, Santa Barbara
Goleta, California
Elizabeth Lanter, PhD, CCC-SLP
Department of Communication Sciences and Disorders
Radford University
Radford, Virginia
Jennifer Leung, MD
Department of Pediatrics
Yale University School of Medicine
New Haven, Connecticut
Lauren M. Little, PhD
Department of Allied Health Sciences
University of North Carolina at Chapel Hill
Chapel Hill, North Carolina
James W. Loomis, PhD
Center for Children with Special Needs
Glastonbury, Connecticut
Catherine Lord, PhD
Center for Autism and the Developing Brain
Weill Cornell Medical College
White Plains, New York
Kristen Lyall, ScD
MIND Institute
UC Davis Medical Center
University of California, Davis
Davis, California
Megan C. Lyons, MS, CCC-SLP
Child Study Center
Yale University School of Medicine
New Haven, Connecticut
Suzanne L. Macari, PhD
Child Study Center
Yale University School of Medicine
New Haven, Connecticut
David S. Mandell, ScD
University of Pennsylvania School of Medicine
Philadelphia, Pennsylvania
Kimberly Markoff, MSEd
St. John's Pavilion
Springfield, Illinois
Andrés Martin, MD, MPH
Child Study Center
Yale University School of Medicine
New Haven, Connecticut
Megan P. Martins, PhD, BCBA-D
Center for Development & Disability
University of New Mexico Health Sciences Center
Albuquerque, New Mexico
Gary S. Mayerson, JD
Mayerson & Associates
New York, New York
Erik Mayville, PhD, BCBA-D
Institute for Educational Planning
Connecticut Center for Child Development
Milford, Connecticut
Carla A. Mazefsky, PhD
Department of Psychiatry
University of Pittsburgh
Pittsburgh, Pennsylvania
Iain McClure, MB, BS
University of Edinburgh
Edinburgh, United Kingdom
James C. McPartland, PhD
Child Study Center
Yale University School of Medicine
New Haven, Connecticut
Judith Meyers, PhD
The Child Health and Development Institute of Connecticut, Inc.
Farmington, Connecticut
Amber R. Miller, BA
Graduate School of Education
University of California, Santa Barbara
Goleta, California
Elizabeth Milne
Psychology Department
University of Sheffield
Sheffield, United Kingdom
Pat Mirenda, PhD
Centre for Interdisciplinary Research and Collaboration in Autism
The University of British Columbia
Vancouver, British Columbia
Stewart Mostofsky
Laboratory for Neurocognitive and Imaging Research
Kennedy Krieger Institute
Baltimore, Maryland
Elizabeth C. Nulty, MS, BCBA
Center for Children with Special Needs
Glastonbury, Connecticut
Leona Oakes, BA
Strong Center for Developmental Disabilities
University of Rochester Medical Center
Rochester, New York
Samuel L. Odom, PhD
Frank Porter Graham Child Development Institute
University of North Carolina
Chapel Hill, North Carolina
Robert E. O'Neill
Department of Special Education
University of Utah
Salt Lake City, Utah
Mark J. Palmieri, PsyD, BCBA-D
School Consultation Services
Center for Children with Special Needs
Glastonbury, Connecticut
L. Diane Parham, PhD
Occupational Therapy Graduate Program
University of New Mexico
Albuquerque, New Mexico
Rhea Paul, PhD, CCC-SLP
Department of Speech-Language Pathology
Sacred Heart University
Fairfield, Connecticut
Kevin A. Pelphrey, PhD
Child Study Center
Yale University School of Medicine
New Haven, Connecticut
Lauren Pepa, BA
Douglass Developmental Disabilities Center
Rutgers, The State University of New Jersey
New Brunswick, New Jersey
Marie-Christine Potvin, PhD, OTR, ATP
Center on Disability and Community Inclusion
University of Vermont
Burlington, Vermont
Kelly Powell, MA
Child Study Center
Yale University School of Medicine
New Haven, Connecticut
Michael D. Powers, PsyD
Center for Children with Special Needs
Glastonbury, Connecticut
and
Child Study Center
Yale University School of Medicine
New Haven, Connecticut
Patricia A. Prelock, PhD
College of Nursing and Health Sciences
University of Vermont
Burlington, Vermont
Keith C. Radley, III, PhD
Department of Psychology
University of Southern Mississippi
Hattiesburg, Mississippi
Rajani Ramachandran, PhD
University of Calicut
Kerala, India
Brian Reichow, PhD
Child Study Center
Yale University School of Medicine
New Haven, Connecticut
Sally J. Rogers, PhD
UC Davis Medical Center
University of California, Davis
and
MIND Institute
Sacramento, California
Jessica L. Rohrer, MS, BCBA
Center for Children with Special Needs
Glastonbury, Connecticut
Justin Rowberry, Major, USAF
Developmental and Behavioral Pediatrics
Mike O'Callaghan Federal Medical Center
Nellis AFB, Nevada
Michael Rutter, CBE, MD, FRCP, FRCPsych, FRS
Social, Genetic and Developmental Psychiatry Centre
Institute of Psychiatry
King's College, London
London, United Kingdom
Maura G. Sabatos-DeVito, MS
Department of Psychology, Developmental Program
University of North Carolina at Chapel Hill
Chapel Hill, North Carolina
Micheal P. Sandbank, MEd
Department of Special Education
Vanderbilt University
Nashville, Tennessee
Liliane Beaudoin Savard, PT, DPT, PCS, PLLC
Zippy Life Physical Therapy
Montpelier, Vermont
Lawrence Scahill, MSN, PhD
School of Nursing
and
Child Study Center
Yale University School of Medicine
New Haven, Connecticut
Rebecca J. Schmidt, PhD, MS
Department of Public Health Sciences
MIND Institute
UC Davis Medical Center
University of California, Davis
Davis, California
Elizabeth Schoen Simmons, MS, CCC-SLP
Child Study Center
Yale University School of Medicine
New Haven, Connecticut
Katelyn Selver, BA
Strong Center for Developmental Disabilities
Department of Pediatrics
University of Rochester Medical Center
Rochester, New York
Elizabeth Sheppard, PhD
Psychology Department
University of Nottingham Malaysia Campus
Selangot Darul Ehsan, Malaysia
Frederick Shic, PhD
Child Study Center
Yale University School of Medicine
New Haven, Connecticut
Tristram Smith, PhD
Strong Center for Developmental Disabilities
Department of Pediatrics
University of Rochester Medical Center
Rochester, New York
Laurie Snider, PhD, OTR(C)
School of Physical and Occupational Therapy
McGill University
Montreal, Canada
Wendy L. Stone, PhD
UW Autism Center
University of Washington
Seattle, Washington
Helen Tager-Flusberg, PhD
Department of Anatomy and Neurobiology
Boston University School of Medicine
Boston, Massachusetts
Anita Thapar, MBBCh, PhD, FRCPsych, FMedSci
MRC Centre for Neuropsychiatric Genetics and Genomics
and
Institute of Psychological Medicine and Clinical Neurosciences
Cardiff University School of Medicine
Cardiff, Wales, United Kingdom
Caitlin S. Tillberg
Frank H. Netter School of Medicine
Quinnipiac University
North Haven, Connecticut
Rachael M. Tillman, BA
Child Study Center
Yale University School of Medicine
New Haven, Connecticut
Katherine D. Tsatsanis, PhD
Child Study Center
Yale University School of Medicine
New Haven, Connecticut
Nita Vaswani, DO
Child Study Center
Yale University School of Medicine
New Haven, Connecticut
Laurie Vismara, PhD
Psychiatry and Behavioral Sciences
University of California, Davis
and
MIND Institute
Sacramento, California
Giacomo Vivanti, PhD
Department of Psychology
Olga Tennisson Autism Research Centre
La Trobe University
Melbourne, Australia
Fred R. Volkmar, MD
Child Study Center
Yale University School of Medicine
New Haven, Connecticut
Allison Wainer, MA
Department of Psychology
Michigan State University
East Lansing, Michigan
Christine Wenzel, BA, MA
Center for Students with Disabilities
University of Connecticut
Storrs, Connecticut
Alexander Westphal, MD
Department of Psychiatry
Yale University School of Medicine
New Haven, Connecticut
Susan W. White, PhD
Virginia Tech Autism Center
Virginia Tech
Blacksburg, Virginia
Lisa A. Wiesner, MD
Pediatrics and Adolescent Medicine
Orange, Connecticut
Tiffany Woynaroski, MS, SLP
Vanderbilt Kennedy Center
Nashville, Tennessee
Daniel Y.-J. Yang, PhD
Child Study Center
Yale University School of Medicine
New Haven, Connecticut
Paul Yoder, PhD
Vanderbilt Kennedy Center
Nashville, Tennessee
Katharine E. Zuckerman, MD, MPH
Division of General Pediatrics and Child and Adolescent Health Measurement Initiative
Oregon Health and Sciences University
Portland, Oregon
Preface
The pace of autism research has increased dramatically since the previous edition of this Handbook appeared. In that year, 2005, there were approximately 800 peer-reviewed scientific papers on autism, while in 2012 this number had increased to over 2,600. This marked increase in research productivity poses important challenges for editors of a comprehensive handbook devoted to autism. Inevitably, some difficult choices have to be made in balancing coverage of research, intervention, theory, and social policy.
In the 70 years since Kanner's initial description of autism, the condition has attracted interest from clinicians and researchers alike. As a disorder that impacts core aspects of socialization, it has posed important challenges for theories of developmental psychology and neurobiology as well as for clinical practice in diagnosis and intervention, and studies of diagnostic validity and treatment. Essentially every theory relating to child development—cognitive, social, behavioral, affective, neurobiological—has been applied to understanding this enigmatic condition. Autism has served as a paradigmatic disorder for research on the essential preconditions for normal social-cognitive maturation—expression and recognition of emotions, intersubjectivity, sharing the focus of interest with other people, the meaning and uses of language, forming attachments, and relating empathetically to others.
In developing this new edition, we have been mindful of the considerable progress made in the field as well as areas where knowledge remains limited. Great advances have been made, for example, in understanding the social brain, in genetics, and in basic aspects of neurobiology. Other advances have also been made in the areas of intervention and there is a new and growing convergence between research findings and evidence-based practice. On the other hand, there are many areas where knowledge remains limited—for example, work on aging in autism is almost nonexistent.
As with other areas of science, we believe that autism scholarship and service will advance when we adopt, as much as possible, rigorous standards of scientific research. Our aim with this fourth edition is to provide a comprehensive account of current work in the field. In many instances, authors have kindly revised earlier contributions in light of current research; in other cases, we have solicited new contributors and chapters. Our goal for these volumes is to provide timely overviews in key areas that can help researchers, clinicians, and policy makers.
We are acutely aware that investigators and clinicians, working alongside families and advocates, have learned so much, often with limited resources. The knowledge summarized in these volumes speaks to the commitment of these individuals in understanding and caring for children with autism. We hope that these volumes document their achievements and inspire their future efforts.
We thank a number of colleagues who have critiqued early versions of chapters or who helped us select chapter authors or focus chapter topics. These include Brian Reichow, Roger Jou, William Nordhaus, Peter Doehring, Abha Ghupta, Carlisle Runge, Iain McClure, Christopher McDougle, Linda Mayes, George Anderson, and Dean Sutherland. We also thank a number of individuals for secretarial and administrative support: at the Child Study Center Lori Klein, Emily Hau, and Rosemary Serra, and from UC Davis MIND Institute, we would like to thank Diane Larzelere. We are also grateful to our editor at Wiley, Patricia Rossi, who has helped us consistently strive for excellence.
Section IV Assessment
The assessment of individuals with autism spectrum disorder (ASD) calls on the expertise of a variety of disciplines, including pediatrics, neurology, psychiatry, psychology, special education, speech-language pathology, and physical rehabilitation, to name a few. In this section, we ask expert clinicians from these disciplines to discuss the assessment process from their point of view. Our authors address:
Major goals of assessment, including:
screening to determine the need for further assessment;
diagnostic evaluation that establishes eligibility for services;
differential diagnosis that distinguishes ASD from other neuropsychiatric syndromes;
identifying baseline function in a range of developmental areas, against which progress in intervention can be measured;
characterization of strengths and needs of the individual, in order to guide the development of intervention objectives and procedures; and
detailed description of functioning across a range of developmental areas, in order to characterize the range of phenotypic expression within the syndrome.
Methods available for rigorous assessment of core symptoms associated with ASD, including:
standardized instruments,
observational protocols,
criterion-referenced probes, and
caretaker and teacher questionnaires and interviews.
The application of evidence-based practice to assessment.
These issues not only impact clinical practice in ASD, but also affect the conduct of research. Until recently, there have been few well-standardized, validated, and reliable measures that provide diagnostic and assessment information about individuals with ASD, making both creditable diagnoses and replicable research problematic. In the area of screening and diagnostic assessment, great strides have been made since the previous edition of this handbook in the development and validation of measures designed specifically to determine the need for assessment as well as the diagnosis of ASD. This progress has come as a result of intensive research efforts to assess the sensitivity, specificity, and validity of screening and diagnostic measures. Still, issues and controversies remain regarding the construction, implementation, and interpretation of these measures, many of which are discussed in the chapters in this section.
Differential diagnosis within the autism spectrum and among ASD and other disorders remains stubbornly difficult, particularly for the youngest children, for whom early identification is so crucial to optimal outcomes. Recent changes in DSM-5 highlight this issue, and heated debate continues about the propriety of moving from older systems identifying subgroups within the autism spectrum to a system of treating it as an undifferentiated continuum. As chapters in this section demonstrate, assessment contributes to this debate by providing the opportunity to answer questions on the basis of data rather than theory or anecdotal experience. An important goal of assessment is to move beyond global descriptions to more fine-grained, precise documentation of functioning across domains, including cognitive, linguistic, communicative, social, motor, and adaptive behaviors. These fine-grained descriptions of individual patterns of behavior and ability contribute in important ways to the identification of an individual's baseline function for gauging progress in intervention and of the profile of strengths and needs that guide the development of educational goals. In addition, though, they provide the opportunity to explore patterns across individuals. The discovery of consistent patterns of behavioral and cognitive functions provides an empirical basis for testing hypotheses about the existence and validity of subgroups within the broad autism spectrum, and the possibility of finding biological correlates, including those at genetic, neuroanatomical, neurophysiological, or neurochemical levels. The identification of subgroups with such biomarkers holds out the promise that specific medical or pharmacological interventions may one day be devised to address specific elements of the syndrome within specific subgroups. The fulfillment of this promise depends to a great degree on the precision of assessment information collected, and on the accumulation of this information in research based in psychometrically sound clinical instruments and structured observation.
An additional message that emerges from this section is the importance of seeing ASD within a developmental framework. Despite the unique symptoms and uneven skills often seen in individuals with ASD, many strands of their development nonetheless follow the normative sequence. This normative aspect of development is a crucial consideration in determining the needs of individuals with ASD, in terms of focusing on developmentally appropriate social, academic, self-help, and motor skills. It is incumbent upon clinicians not to be diverted by the many atypical behaviors of people with ASD into ignoring the aspects of their function that will allow them to take advantage of interactions with peers and other members of their community. Detailed assessment information collected within a developmental framework, including well-constructed instruments designed specifically for individuals with ASD as well as psychometrically sound instruments that take a broader developmental spectrum into account, is essential for optimizing these opportunities. Many chapters in this section provide guidelines and methods for achieving these developmentally situated evaluations.
Another point made clear in this section is the degree of experience, expertise, and teamwork needed to accomplish the kind of multidimensional assessment that will both deeply characterize an individual's diagnostic and developmental status and provide the fine-grained data that will inform and advance research on ASD. Individuals with ASD can show unusual preferences for reinforcement, attentional, and motivational characteristics, and uneven profiles across domains. These differences can make it challenging for them to participate in assessment activities, and to demonstrate their optimal level of competence. Clinicians performing assessments need more than knowledge of their instruments; they need understanding of the particular challenges individuals with ASD face in the assessment process, insight and empathy with their struggles, and patience and flexibility to elicit the best performance. They need, too, to work closely with colleagues from other disciplines and to think creatively about planning the overall assessment experience to maximize the client's opportunities for success. No one discipline has a monopoly on the diagnostic process, and the most thorough and effective assessments will involve interprofessional collaboration in planning, administering, and interpreting assessment data.
Finally, the results of assessments must be placed within the context of the opportunities the individual has had for social relations, academic achievement, recreation, and self-advocacy. We can anticipate that children who had consistent, intensive educational programming since early childhood will appear quite different on assessment than those with more restricted experiences. Moreover, contextually based assessments can help to locate ways in which the environment can be engineered to enhance appropriate experiences that will enable the acquisition of a range of academic and practical skills. Chapters in this section provide examples of the ways in which this kind of ecological assessment can round out the picture of the skills and needs of individuals with ASD.
The results of careful and comprehensive assessment are a function of the individual's congenital biological endowment, maturation, personal experiences, and community opportunities. Used appropriately, objective, rigorous assessment provides both the best guide to comprehensive, effective intervention and the most direct path to advancing research on this complex syndrome.