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Scrivener Publishing
100 Cummings Center, Suite 541J
Beverly, MA 01915-6106

Publishers at Scrivener
Martin Scrivener (martin@scrivenerpublishing.com)
Phillip Carmical (pcarmical@scrivenerpublishing.com)

Unit Operations in Environmental Engineering

 

 

 

By

Louis Theodore

R. Ryan Dupont

Kumar Ganesan

 

 

 

Wiley Logo

Dedicated to

all the past, present, and future environmental engineering students,
with whom may rest both the hopes and future of mankind
.

Preface

Unit operations are several of the basic tenets of not only chemical engineering but also several other engineering disciplines, and contains many practical concepts that are utilized in countless industrial applications. One engineering curriculum that has embraced the unit operations approach is environmental engineering, and interestingly, a comprehensive “overview text” in the subject area is not presently available in the literature. Therefore, the authors considered writing a practical introductory text involving unit operations for environmental engineers. The text will hopefully serve as a training tool for those individuals pursuing degrees that include courses on unit operations. Although the literature is inundated with texts in this area emphasizing theory and theoretical derivations, the goal of this text is to present the subject from a strictly pragmatic introductory point-of-view, particularly for those individuals involved with environmental engineering.

As noted in the opening paragraph and in the title of this book - Unit Operations in Environmental Engineering - this work has been written primarily for environmental engineering students. But, who are environmental engineers and what is the environmental engineering profession? The answer, to some degree, depends on who one talks to since this profession has undergone dramatic changes over the last half century. The term environmental engineering came into existence in the mid-1960s when it displaced the perhaps politically incorrect term, sanitary engineering.

The reader should keep in mind that during the late 1900s, it was no secret that industry preferred to hire chemical engineers to address real-world environmental engineering problems. This was no doubt brought about because of the chemical engineer’s understanding, and the environmental engineer’s lack of knowledge, of unit operations, particularly those related to mass transfer operations.

Interestingly, the early sanitary engineering curriculum was almost exclusively based on primarily “water” topics, e.g., sewage, water supply and usage, sanitation, etc. The expansion of environmental engineering to include air, solid waste, noise, health risk, hazard risk, etc., evolved over time, all of which can today be viewed as a legitimate part of an environmental engineering curriculum. This book’s subject matter of unit operations is therefore only one, but perhaps the most important subject in any interdisciplinary discipline that includes environmental engineering.

This is a book on unit operations … well, sort of. The principles of unit operations were originally set forth soon after the birth of the chemical engineering profession at the turn of the 20th century and it remains the keystone course in the chemical engineering curriculum. A new kid on the block entered the engineering field around 1950, perhaps spearheaded by the adoption of a sanitary engineering program at Manhattan College, Bronx, NY. The program was later renamed “Environmental Engineering” around 1970. The College also later served as the host of several NSF-funded environmental engineering course development seminars that were directed by the one of the authors, Lou Theodore; and the college also served as home for Lou Theodore (as Professor of Chemical Engineering) for 50 years.

Converting the aforementioned chemical engineering principles/approaches/applications embodied in unit operations to environmental engineering in an optimum manner was not as difficult as the authors originally anticipated. This was, no doubt, due to the clear overlap between the two disciplines.

As noted above, this book is concerned with unit operations, fluid flow, heat transfer, and mass transfer. Unit operations, by definition, are physical processes although there are some that include chemical and biological reactions. The unit operations approach allows both the student and practicing engineer to compartmentalize the various operations that constitute a process. As such, it has enabled the engineer of yesterday and today (and tomorrow) to perform more efficiently. This approach has also allowed the environmental engineer to achieve considerable success in the environmental management field.

The authors’ approach in presenting unit operations material to environmental engineering students is to primarily key on introductory engineering principles so that the reader could then later satisfactorily predict the performance of the various unit operation equipment. In effect, the reader or instructor is provided the opportunity to expand chapter presentations. Although a chapter on Process and Plant Design is included in the introductory part (Part I) of the book, details on equipment design are treated superficially and the subject of plant design is rarely broached.

A comment on chemical reactions is also warranted. Chemical reactions have been defined by some as chemical unit processes. They serve as the backbone of the chemical process industries employing the batch, continuously stirred tank reactors (CSTRs), and tubular flow reactors. However, these chemical unit processes also find application in the wastewater treatment industry. Some of these chemical processes include oxidation, precipitation, neutralization, pH control, disinfection operations, certain coagulation operations, etc. Many of the chemical reactions involve chemicals such as calcium and sodium hydroxide, ferric and aluminum chloride, alum, ferric sulfide, etc. And, as one might suppose, these chemical unit processes are often operated in conjunction with physical unit processes (or unit operations).

Biological unit processes represent another class of chemical reactions that are important to the practicing environmental engineer. The major applications of these biochemical reaction pathways are in wastewater treatment and hazardous waste remediation. The principal biological processes used for wastewater treatment can be divided into two main categories: suspended growth and attached growth (or biofilm) processes. Their successful design and operation requires an understanding of the types of microorganisms involved, the specific reactions that occur, and the environmental factors that affect their performance, their nutritional needs, and their biochemical reaction kinetics.

The decision as to what units and notations to use was difficult. After much deliberation, the authors chose to use engineering - as opposed to metric/SI units, and chemical engineering notation - as opposed to those of other disciplines. This decision was based, to some extent, on the reality that a good part of the book’s content was drawn from the chemical engineering literature, some of which was written by the primary author, Lou Theodore.

The book is divided into five parts.

Part I - Introduction to the Principles of Unit Operations
Part II - Fluid Flow
Part III - Heat Transfer
Part IV - Mass Transfer
Part V - Case Studies

In addition to providing materials on the history of unit operations and a discussion of the relationship among the transport phenomenon/unit operations/unit processes approaches, Part I contains material on traditional introductory engineering principles. These include: thermodynamics, chemical reaction principles, equilibrium versus rate consideration, rate principles, and process and plant design. Part II - Fluid Flow - addresses such subject areas as: fluid classifications, flow mechanisms, flow in conduits, prime movers plus various valve and fittings, sedimentation and centrifugation, porous media and packed beds, filtration, fluidization, ventilation and mixing. Part III - Heat Transfer - contains material concerned with: heat exchangers, waste heat boilers and evaporators, quenchers, psychrometry, humidification, drying, and cooling towers. (Note that the subject of heat transfer was rarely (if ever) included in the environmental engineering curriculum in the early days. For example, in Rich’s classic “Unit Operations in Sanitary Engineering” text, only one of the 15 chapters in the text dealt with heat transfer. That has changed today because of the environmental engineer’s interest in energy, energy conservation, combustion, hazardous waste incineration, global climate change, radiation effects of the sun, etc. In effect, heat transfer has become the new kid on the block in the unit operations arena, and is a topic that every environmental engineer should be proficient in). Part IV of the book - Mass Transfer - covers such topics as: absorption and stripping, adsorption, distillation, liquid-liquid and liquid-solid extraction, and other mass transfer operations. The last part of the book, Part V - Case Studies - provides three applications in each of the three unit operations. An Appendix is also included. An outline of the topics can be found in the Table of Contents.

The reader will note that there is no separate section, part or chapter devoted to biological processes. Rather, they have been integrated into relevant material presented in Parts II and IV. Biological treatment processes (in alphabetical order) that receive treatment include:

Activated Sludge
Aerated Lagoons
Anaerobic Digestion
Composting
Enzyme Treatment
Trickling Filters
Waste Stabilization Ponds

Details on the above seven biological methods were provided earlier by Theodore and McGuinn in “Pollution Prevention,” Van Nostrand Reinhold, New York City, NY, 1992. An extensive analysis of these processes (plus many more) is also available in the work of Metcalf and Eddy, “Wastewater Engineering: Treatment and Reuse,” McGraw-Hill, 4th Edition, New York City, NY, 2004 and L. Rich, “Unit Operations of Sanitary Engineering,” John Wiley & Sons, Hoboken, NJ, 1961.

The authors cannot claim sole authorship to all of the essay material and examples in this text. The present book has evolved from a host of sources, including: notes, homework problems and exam problems prepared by several faculty for a required one-semester, three-credit, “Principles III: Mass Transfer” undergraduate course offered at Manhattan College; L. Theodore and J. Barden, “Mass Transfer”, A Theodore Tutorial, East Williston, NY, 1995; I. Farag, “Fluid Flow,” A Theodore Tutorials, East Williston, NY, 1994; I Farag and J. Reynolds, “Heat Transfer,” A Theodore Tutorials, East Williston, NY, 1995; J. Reynolds, J. Jeris, and L. Theodore, “Handbook for Chemical and Environmental Engineering Calculations,” John Wiley & Sons, Hoboken, NJ, 2004; and J. Santoleri, J. Reynolds, and L. Theodore, “Introduction to Hazardous Waste Management,” 2nd edition, John Wiley & Sons, Hoboken, NJ, 2000. Although the bulk of the material is original and/or taken from sources that the authors have been directly involved with, every effort has been made to acknowledge material drawn from other sources.

It is hoped that this book covers the principles and applications of unit operations in a thorough and clear manner. Upon completion of the text, the reader should have acquired not only a working knowledge of the principles of unit operations, but also experience in their application; and, the reader should find himself/herself approaching advanced texts, engineering literature and industrial applications (even unique ones) with more confidence. The authors strongly believe that, while understanding the basic concepts is of paramount importance, this knowledge may be rendered virtually useless to an environmental engineer if he/she cannot apply these concepts in real-world situations. This is the essence of engineering.

Last, but not least, the authors believe that this modest work will help the majority of individuals working and/or studying in the field of environmental engineering to obtain a more complete understanding of unit operations. If you have come this far and read through most of the Preface, you have more than just a passing interest in this subject.

The authors are indebted to the pioneers in the sanitary/environmental engineering field, including such notables as Don O’Connor, Linvil Rich, Wes Eckenfelder, Ross McKinney, Perry McCarty, etc. Pioneers in the environmental management field include James Fenimore Cooper, John Muir, Howard Hesketh, Charlie Pratt, Art Stern, Werner Strauss, etc.

Sincere and special thanks are extended to Haley Seiler of the Civil and Environmental Engineering Department at Utah State University for her invaluable help in the preparation of the draft of the text of this manuscript, and to Ivonne Harris of the Utah Water Research Laboratory for her assistance in preparing all of the figures for the text.

Louis Theodore
East Williston, New York

R. Ryan Dupont
Smithfield, Utah

Kumar Ganesan
Butte, Montana
March, 2017

NOTE: The authors are in the process of preparing an additional resource for this text. An accompanying website containing 15 hours of exams and solutions for the exams will soon be available for those who adopt the book for training and/or academic purposes.

Introduction

How are unit operations related to a unit process? Consider the flow diagram in the figure below. There are three unit operations, 1, 2, and 3. The combination of the three operations that reside in the dashed box is the process or what has come to be referred to as a unit process. Fluid flow, heat transfer, and mass transfer operations fit into the description/definition of unit operations. Chemical and biological operations are, in line with the accepted definitions of unit operations, not considered unit operations. As such, they are reviewed only superficially in this book since they are both treated extensively in the literature. The reader should note that many engineering activities can be classified as:

  1. Physical unit processes,
  2. Chemical unit processes, and/or
  3. Biological unit processes.

Physical unit processes involve the application of physical forces, while chemical and biological unit processes are brought about by the addition of chemicals or chemical reactions, and biochemical reactions, respectively. Physical unit processes have come to be defined as unit operations, the subject title of this book.

The similarity of the physical changes occurring in widely differing industries led to the study of the many steps common to both industry and environmental applications/systems, as the aforementioned unit operations. The unit operations came to be regarded as special cases or combinations of fluid flow, heat transfer and mass transfer.

Figure I.1 Unit operations versus unit processes.

The chemical reactor is usually at the heart of many processes and it is here that the engineer may simultaneously utilize the principles of fluid flow, heat transfer, and mass transfer, as well as chemical kinetics and thermodynamics, to carry out desired transformations, whether it be for the production of materials or the removal of undesirable pollutants. However, reactions of a chemical or biochemical nature, and the associated equipment, have traditionally not been considered to reside in the unit operations domain.

Underlying nearly every step of a unit process are the principles of fluid flow and heat transfer; the fluid must be transported, and its temperature must be controlled. In a chemical process, where composition is a variable, the principles of mass transfer enter the design of separation and reaction equipment.

This book deals with physical processes, referred to as the aforementioned unit operations, which are common to many chemical and environmental systems. By examining these operations apart from a particular application, students are encouraged to concentrate on fundamental principles. The duplication of topic material normally encountered in “compartmentalized” curricula is avoided, and time should be available to consider a larger variety of operations. The unit operations approach has been employed in chemical engineering education for nearly a century with considerable success, and has recently become an integral part of the environmental engineering curricula.

The book has been written for students with a typical undergraduate background in engineering and the sciences. Comprehension requires only an understanding of freshman chemistry, engineering physics, calculus, and to a lesser extent, differential equations. Details of equipment design are discussed only briefly since several books already published treat this aspect of unit operations with thoroughness and clarity. References to these sources are commonplace in the text. Furthermore, several operations of a less complex nature have been omitted to make room for those ordinarily not considered in courses in environmental engineering but which are of growing importance in the field. As noted earlier, chemical and biochemical operations received minimal treatment.

The material used in this book was taken from both the environmental and chemical engineering field. The use of mixed notation can be confusing, and the choice then was between two alternatives, environmental notation or those of the chemical engineer. As noted in the Preface, the latter was chosen. The use of standard notation in chemical engineering is thought to better serve students in making them familiar with the standard notation used in the literature of the process engineering field. The decision on a unit convention can also be a problem, and the authors have chosen to use English (or engineering) as opposed to SI units as is the standard in much of the process and environmental engineering fields. Comprehensive conversion tables for units are included in the Appendix.

In conclusion, it must be emphasized that this book is not a treatise. Rather, it should be viewed as an introductory textbook dealing primarily with unit operations.

Part I
INTRODUCTION TO THE PRINCIPLES OF UNIT OPERATIONS

The purpose of this Part can be found in its title. The book itself offers the reader the principles of unit operations with appropriate practical applications, and serves as an introduction to the specialized and more sophisticated texts in this area. The reader should realize that the contents are geared not only toward practitioners in this field, but also students of science and engineering. Topics of interest to all practicing engineers have been included. It should also be noted that the microscopic approach of unit operations is not covered here. The approach taken in the text is to place more emphasis on real-world and design applications. However, microscopic approach material is available in the literature, as noted in the ensuing chapters.

The chapters in this Part provide an introduction and overview of unit operations. Part I chapter content includes:

1. History of Chemical Engineering and Unit Operations

2. Transport Phenomena versus Unit Operations Approach

3. The Conservation Laws and Stoichiometry

4. The Ideal Gas Law

5. Thermodynamics

6. Chemical Kinetics

7. Equilibrium versus Rate Considerations

8. Process and Plant Design

Topics covered in the first two introductory chapters include a history of chemical engineering and unit operations, and a discussion of transport phenomena versus unit operations. The remaining chapters are concerned with introductory engineering principles.