Details

Executive Roadmap to Fraud Prevention and Internal Control


Executive Roadmap to Fraud Prevention and Internal Control

Creating a Culture of Compliance
2. Aufl.

von: Martin T. Biegelman, Joel T. Bartow

28,99 €

Verlag: Wiley
Format: EPUB
Veröffentl.: 13.03.2012
ISBN/EAN: 9781118235515
Sprache: englisch
Anzahl Seiten: 448

DRM-geschütztes eBook, Sie benötigen z.B. Adobe Digital Editions und eine Adobe ID zum Lesen.

Beschreibungen

Now in a <i>Second Edition</i>, this practical book helps corporate executives and managers how to set up a comprehensive and effective fraud prevention program in any organization. Completely revised with new cases and examples, the book also discusses new global issues around the Foreign Corrupt Practices Act (FCPA). Additionally, it covers best practices for establishing a unit to protect the financial integrity of a business, among other subjects. The book has many checklists and real-world examples to aid in implementation and an instructor's URL including a test bank to aid in course adoptions.
<p>Foreword to the Second Edition xiii</p> <p>Foreword to the First Edition xvii</p> <p>Preface xxi</p> <p>Acknowledgments xxvii</p> <p>Chapter 1 Fraud’s Feeding Frenzy 1</p> <p>Chapter 2 Fraud Theory and Prevention 23</p> <p>Chapter 3 The Path to Greater Corporate Compliance, Accountability, and Ethical Conduct: COSO to Sarbanes-Oxley 47</p> <p>Chapter 4 The Path to Greater Corporate Compliance, Accountability, and Ethical Conduct: SAS 99 to the 2010 Amendments to the Federal Sentencing Guidelines for Organizations 81</p> <p>Chapter 5 Internal Controls and Antifraud Programs 105</p> <p>Chapter 6 Financial Statement Fraud 133</p> <p>Chapter 7 Internal Fraud: Protecting a Company 157</p> <p>Chapter 8 Former Fraudster and New Man 171</p> <p>Chapter 9 External Schemes and Scams: The Rest of the Fraud Story 185</p> <p>Chapter 10 Not Too Big to Fail 205</p> <p>Chapter 11 Designing a Robust Fraud Prevention Program 231</p> <p>Chapter 12 Whistleblowers and Hotlines 255</p> <p>Chapter 13 Time to Do Background Checks 287</p> <p>Chapter 14 Training, Training, and More Training 307</p> <p>Chapter 15 Global Fraud and Corruption Risk 329</p> <p>Chapter 16 The Feds Are Watching: What to Know and Do Now 349</p> <p>Chapter 17 A Fraud Prevention Culture That Works 371</p> <p>Appendix</p> <p>ACFE Fraud Prevention Checklist 391</p> <p>About the Authors 395</p> <p>Index 399</p>
<p><b>MARTIN T. BIEGELMAN, CFE, CCEP</b>, has been fighting fraud and corruption for more than thirty-five years in various roles in law enforcement, consulting, and the corporate sector. He is currently a Director in the Global Investigations and Compliance Practice at Navigant Consulting. He previously served as Director of Financial Integrity at Microsoft Corporation. <p><b>JOEL T. BARTOW, CFE, CPP,</b> is Operations Director for IntegriGuard, LLC. Mr. Bartow has over twenty-five years of experience in fraud and security investigations as an FBI Special Agent and in the private sector, where he developed successful fraud prevention programs.
<p>As long as there is human deception and naiveté, there will be fraud. Beyond the financial devastation to the balance sheet is fraud's enduring impact to a disgraced organization's reputation. In <i>Executive Roadmap to Fraud Prevention and Internal Control, Second Edition,</i> you'll learn how to develop a best-in-class fraud prevention and internal control compliance program that will ensure effective regulatory compliance in your organization as well as substantial savings from fraud losses, government prosecutions, and shareholder litigation. <p>Authors Martin Biegelman and Joel Bartow share their combined sixty-plus years of experience in both the public and private sectors detecting and investigating fraud and white-collar crime to provide you with a thorough understanding of the principles of fraud examination and state-of-the-art compliance programs. Now in a thoroughly updated second edition, <i>Executive Roadmap to Fraud Prevention and Internal Control</i> covers the most recent corporate fraud laws, crimes, and events. <p>Written for corporate executives and managers who understand the importance and ramifications of good corporate governance, ethics and compliance, <i>Executive Roadmap to Fraud Prevention and Internal Control</i> explores: <ul> <li>The major compliance and corporate governance initiatives from 1985–2011</li> <li>A 14-point program your business can use to proactively prevent fraud</li> <li>ACFE Fraud Prevention Check-Up to test how vulnerable your organization is to fraud</li> <li>Best practices for hotlines and whistleblower protection</li> <li>Fraud Triangle and other theories and models explaining how and why fraud occurs</li> <li>How the government investigates and prosecutes corporate fraud</li> <li>Interviews with former fraudsters</li> <li>Key steps in designing a robust fraud prevention program</li> <li>Role of the Sarbanes-Oxley Act in reducing corporate fraud</li> <li>Enterprise Risk Management</li> <li>Global fraud and corruption risk</li> <li>The Foreign Corrupt Practices Act (FCPA)</li> <li>Updates to the Federal Sentencing Guidelines for Organizational Crime</li> <li>The impact of the financial crisis and "Too Big To Fail" policy</li> <li>Case studies of corporate frauds including Enron, WorldCom, Tyco, Computer Associates, and Satyam</li> <li>Technology trends and tools to protect organizations</li> <li>Lessons your business can apply now and in the future to prevent fraud</li> </ul> <p>Executive Insights throughout the book detail case studies, while an Executive Summary in each chapter condenses the key points. In addition, there are sample policies, real-world examples, an instructor's URL (including a test bank to aid in course adoptions), checklists, and best practices. <p>Simply reacting to fraud issues is no longer acceptable. Stop fraud in its tracks today with the field-tested, proactive methods found in <i>Executive Roadmap to Fraud Prevention and Internal Control, Second Edition.</i>

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