Details
Best Practices for Investment Committees
Wiley Trading, Band 78 1. Aufl.
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12,99 € |
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| Verlag: | Wiley |
| Format: | EPUB |
| Veröffentl.: | 28.12.2015 |
| ISBN/EAN: | 9781118538708 |
| Sprache: | englisch |
| Anzahl Seiten: | 128 |
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Beschreibungen
<p><b>An indispensable guide to avoiding the legal and financial pitfalls and of retirement plan investment</b></p> <p>While it has always been true that a well-staffed and managed investment committee is key to the success of a corporate retirement plan, in today's increasingly complex and litigious world it is also a matter of survival. But what constitutes a prudent investment committee selection and operating process? How should a committee be selected and governed? How much reliance should a committee place on outside consultants? Written by an author with extensive, in-the-trenches experience, this book provides complete answers to these and all vital questions concerning the creation, staffing and management of a highly-adept investment committee, along with expert advice and guidance on serving on an investment committee and ensuring that your 401(K) investment program is sound, efficient and in complete compliance.</p> <ul> <li> Offers expert advice and guidance on how to serve successfully on an investment committee, facilitate effective management, design and implement a robust investment policy and much more </li> <li>Packed with sample documents, forms, templates, checklists, diagrams and other valuable, ready-to-use resources</li> <li>Features numerous real-world examples drawn from the author’s years of experience as an accredited investment </li> </ul>
<p>FOREWORD vii<br /><br />INTRODUCTION ix<br /><br />ABOUT THE AUTHOR xi<br /><br />CHAPTER 1: Why You Need a 401(k) Investment Committee 1<br /><br />CHAPTER 2: Forming an Investment Committee 9<br /><br />CHAPTER 3: Investment Committee Meetings 17<br /><br />CHAPTER 4: Importance of Investment Policy 25<br /><br />CHAPTER 5: Complying with Erisa Section 404(c) 31<br /><br />CHAPTER 6: Selecting, Monitoring and Replacing Investment Managers 37<br /><br />CHAPTER 7: Employer Stock in the 401(k) Plan 47<br /><br />CHAPTER 8: Hiring a Pension Consultant 51<br /><br />CHAPTER 9: Fiduciary Liability Insurance 61<br /><br />CHAPTER 10: Understanding Investment Expenses & Fees 67<br /><br />APPENDIX 1: Investment Option Evaluation Form 79<br /><br />APPENDIX 2: Investment Committee Meeting Minutes 81<br /><br />APPENDIX 3: Fiduciary Acknowledgment Letter 83<br /><br />APPENDIX 4: By-laws and Operating Procedures for the Investment Committee 85<br /><br />APPENDIX 5: Fiduciary Audit Checklist 91<br /><br />APPENDIX 6: Glossary 95<br /><br />APPENDIX 7: Resources 107</p>
<p>Founded in 1982 and headquartered in Santa Fe, New Mexico, <b>Thornburg Investment Management </b>advises a range of active investment strategies, each offered through multiple vehicles to serve a broad spectrum of client needs worldwide. Our goals are to provide attractive returns through active portfolio management and to help clients reach their long-term financial goals. From short-term fixed income to flexible global equity, we focus on the fundamentals, invest for the long term, and go wherever we see value.</p>
<p><b><i>Harness the power of the 401(k) investment committee to guard against financial liability and streamline your investment program…</i></b> <p>In today's complex, increasingly-litigious world, you must ensure that your investment decision process is sound and efficient. A well managed investment committee is the key to survival and success. <p>Packed with numerous resources and examples, this clear guide will help you avoid legal and financial pitfalls and find answers to critical questions: <ul> <li>What constitutes a prudent committee selection and operating process?</li> <li>How should a committee be governed?</li> <li>How much reliance should a committee place on outside consultants?</li> <li>How should committee members be selected?</li> <li>How are best practices articulated and implemented?</li> </ul> <p>You will learn how to: <ul> <li>Serve successfully on an investment committee</li> <li>Enable effective management</li> <li>Implement a robust investment policy</li> </ul> <p>An adept investment committee helps you identify crucial issues and get the job done right.
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